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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMAR icon
1201
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$732K ﹤0.01%
20,552
-3,000
-13% -$103K
CFA icon
1202
VictoryShares US 500 Volatility Wtd ETF
CFA
$549M
$731K ﹤0.01%
10,285
-255
-2% -$17.5K
BOTZ icon
1203
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.45B
$728K ﹤0.01%
25,339
+9,833
+63% +$261K
AVTR icon
1204
Avantor
AVTR
$8.88B
$727K ﹤0.01%
35,400
+10,085
+40% +$204K
DJUN icon
1205
FT Vest US Equity Deep Buffer ETF June
DJUN
$351M
$727K ﹤0.01%
20,158
– –
FNDC icon
1206
Schwab Fundamental International Small Company Index ETF
FNDC
$3.13B
$726K ﹤0.01%
21,880
+15,504
+243% +$518K
HPE icon
1207
Hewlett Packard
HPE
$69.9B
$725K ﹤0.01%
43,157
+4,637
+12% +$70.9K
UPST icon
1208
Upstart Holdings
UPST
$2.92B
$725K ﹤0.01%
20,246
+459
+2% +$10.6K
GSST icon
1209
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.58B
$725K ﹤0.01%
14,528
-60,222
-81% -$3M
SUSB icon
1210
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$724K ﹤0.01%
30,277
+8
+0% +$192
EA icon
1211
Electronic Arts
EA
$722K ﹤0.01%
5,566
-498
-8% -$63.1K
STLA icon
1212
Stellantis
STLA
$21.1B
$719K ﹤0.01%
40,997
-583,082
-93% -$9.78M
HMC icon
1213
Honda
HMC
$40B
$719K ﹤0.01%
23,710
+6,651
+39% +$188K
FTAI icon
1214
FTAI Aviation
FTAI
$23B
$718K ﹤0.01%
22,690
-46,972
-67% -$1.33M
ENV
1215
DELISTED
ENVESTNET, INC.
ENV
$718K ﹤0.01%
12,090
-1,698
-12% -$98.4K
GDXJ icon
1216
VanEck Junior Gold Miners ETF
GDXJ
$7.83B
$716K ﹤0.01%
20,074
-801
-4% -$31.1K
PLTK icon
1217
Playtika
PLTK
$1.25B
$716K ﹤0.01%
61,700
-114
-0.2% -$1.24K
DSEP icon
1218
FT Vest US Equity Deep Buffer ETF September
DSEP
$354M
$715K ﹤0.01%
20,908
-54,616
-72% -$1.79M
PINS icon
1219
Pinterest
PINS
$13.1B
$713K ﹤0.01%
26,068
+3,712
+17% +$92.5K
ATEC icon
1220
Alphatec Holdings
ATEC
$1.4B
$713K ﹤0.01%
39,634
+3,000
+8% +$46.7K
IBDQ
1221
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$708K ﹤0.01%
29,048
-6,695
-19% -$164K
EPAM icon
1222
EPAM Systems
EPAM
$4.92B
$707K ﹤0.01%
3,146
-3,976
-56% -$1M
THW
1223
abrdn World Healthcare Fund
THW
$545M
$701K ﹤0.01%
50,000
-445
-0.9% -$6.3K
FAUG icon
1224
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$697K ﹤0.01%
18,048
-2,467
-12% -$91.3K
HZNP
1225
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$695K ﹤0.01%
6,755
-2,280
-25% -$241K
47 48
49
50 51

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.