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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
1176
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$1.26M ﹤0.01%
12,918
-329
-2% -$33K
ACLS icon
1177
Axcelis
ACLS
$4.33B
$1.26M ﹤0.01%
+18,088
New +$1.5M
CMA
1178
DELISTED
Comerica
CMA
$1.26M ﹤0.01%
20,350
-1,107
-5% -$72K
LQDH icon
1179
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$1.26M ﹤0.01%
13,563
+1,257
+10% +$117K
NLY icon
1180
Annaly Capital Management
NLY
$17.4B
$1.25M ﹤0.01%
68,303
+56
+0.1% +$1.09K
DHS icon
1181
WisdomTree US High Dividend Fund
DHS
$1.58B
$1.25M ﹤0.01%
13,388
+3,175
+31% +$305K
FJUL icon
1182
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$1.23M ﹤0.01%
25,197
-261
-1% -$12.7K
MQ icon
1183
Marqeta
MQ
$1.66B
$1.23M ﹤0.01%
81,372
-225
-0.3% -$3.95K
IYE icon
1184
iShares US Energy ETF
IYE
$1.71B
$1.22M ﹤0.01%
26,788
+1,753
+7% +$84K
FTA icon
1185
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$1.21M ﹤0.01%
15,873
+473
+3% +$37.6K
FDEC icon
1186
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$1.21M ﹤0.01%
27,215
+6,927
+34% +$307K
DFUS
1187
Dimensional US Equity ETF
DFUS
$21.6B
$1.21M ﹤0.01%
18,921
+537
+3% +$34.4K
UDR icon
1188
UDR
UDR
$12.3B
$1.2M ﹤0.01%
27,688
-3,594
-11% -$159K
MUC icon
1189
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$1.2M ﹤0.01%
112,454
-4,075
-3% -$45.5K
DJUL icon
1190
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
$1.19M ﹤0.01%
28,428
– –
SWK icon
1191
Stanley Black & Decker
SWK
$15.7B
$1.19M ﹤0.01%
14,802
+828
+6% +$76.8K
SHLD icon
1192
Global X Defense Tech ETF
SHLD
$7.67B
$1.18M ﹤0.01%
31,644
+8,113
+34% +$313K
RDVI icon
1193
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.66B
$1.18M ﹤0.01%
48,774
+12,737
+35% +$321K
COHR icon
1194
Coherent
COHR
$74.2B
$1.18M ﹤0.01%
12,476
-571
-4% -$57.1K
EL icon
1195
Estee Lauder
EL
$32B
$1.18M ﹤0.01%
15,550
-5,786
-27% -$457K
CMF icon
1196
iShares California Muni Bond ETF
CMF
$4.62B
$1.18M ﹤0.01%
20,515
+9
+0% +$518
ZBH icon
1197
Zimmer Biomet
ZBH
$18.4B
$1.17M ﹤0.01%
+11,034
New +$1.18M
WTAI icon
1198
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$661M
$1.16M ﹤0.01%
52,730
+3,254
+7% +$69.6K
UNM icon
1199
Unum
UNM
$14.3B
$1.16M ﹤0.01%
15,903
-461
-3% -$31.8K
QTUM icon
1200
Defiance Quantum ETF
QTUM
$5.66B
$1.14M ﹤0.01%
14,092
+586
+4% +$40.5K
46 47
48
49 50

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.