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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRE
1151
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$683K ﹤0.01%
19,750
-900
-4% -$34.8K
MCHI icon
1152
iShares MSCI China ETF
MCHI
$6.38B
$679K ﹤0.01%
15,954
-5,979
-27% -$295K
ON icon
1153
ON Semiconductor
ON
$31.6B
$675K ﹤0.01%
10,840
+6,716
+163% +$432K
THW
1154
abrdn World Healthcare Fund
THW
$551M
$675K ﹤0.01%
52,500
+2,500
+5% +$36.8K
FAUG icon
1155
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$673K ﹤0.01%
+20,520
New +$728K
RCKT icon
1156
Rocket Pharmaceuticals
RCKT
$394M
$671K ﹤0.01%
42,114
+3,074
+8% +$48K
AGR
1157
DELISTED
Avangrid, Inc.
AGR
$666K ﹤0.01%
16,008
+6
+0% +$288
KTF
1158
DWS Municipal Income Trust
KTF
$352M
$661K ﹤0.01%
79,500
+4,899
+7% +$45.5K
WSO icon
1159
Watsco Inc
WSO
$13.6B
$660K ﹤0.01%
2,566
+539
+27% +$146K
BG icon
1160
Bunge Global
BG
$20.8B
$659K ﹤0.01%
8,001
-5,999
-43% -$559K
MCO icon
1161
Moody's
MCO
$82.7B
$655K ﹤0.01%
2,698
+1,679
+165% +$488K
METV icon
1162
Roundhill Ball Metaverse ETF
METV
$219M
$653K ﹤0.01%
88,376
-6,029
-6% -$52.6K
DHS icon
1163
WisdomTree US High Dividend Fund
DHS
$1.58B
$651K ﹤0.01%
8,596
+261
+3% +$21.7K
ROST icon
1164
Ross Stores
ROST
$81.9B
$651K ﹤0.01%
7,738
+30
+0.4% +$2.55K
AME icon
1165
Ametek
AME
$58.2B
$649K ﹤0.01%
5,726
+887
+18% +$106K
BSY icon
1166
Bentley Systems
BSY
$10.6B
$648K ﹤0.01%
21,204
+18,473
+676% +$675K
BDXB
1167
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$646K ﹤0.01%
13,717
– –
CANO
1168
DELISTED
Cano Health, Inc.
CANO
$645K ﹤0.01%
745
+155
+26% +$97.2K
CFA icon
1169
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$642K ﹤0.01%
10,536
-207
-2% -$13.9K
FPF
1170
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$638K ﹤0.01%
38,507
-2,463
-6% -$46.6K
SMOG icon
1171
VanEck Low Carbon Energy ETF
SMOG
$134M
$638K ﹤0.01%
5,636
+157
+3% +$20.5K
EBAY icon
1172
eBay
EBAY
$49.8B
$634K ﹤0.01%
17,248
-5,593
-24% -$249K
SWK icon
1173
Stanley Black & Decker
SWK
$15.7B
$634K ﹤0.01%
8,444
+6,261
+287% +$602K
FSMB icon
1174
First Trust Short Duration Managed Municipal ETF
FSMB
$625M
$632K ﹤0.01%
32,473
+22,473
+225% +$447K
ICOW icon
1175
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$632K ﹤0.01%
27,366
+513
+2% +$13.6K
45 46
47
48 49

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.