Rockefeller Capital Management
FSMB icon

Rockefeller Capital Management’s First Trust Short Duration Managed Municipal ETF FSMB Stock Holding History

Rockefeller Capital Management’s Portfolio FSMB Stock Details FSMB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$10.2M Buy
509,788
+31,796
+7% +$640K 0.02% 675
2025
Q4 		$9.58M Buy
477,992
+59,982
+14% +$1.2M 0.02% 674
2025
Q3 		$8.39M Buy
418,010
+1,815
+0.4% +$36.3K 0.02% 677
2025
Q2 		$8.28M Sell
416,195
-12,529
-3% -$248K 0.02% 663
2025
Q1 		$8.52M Buy
428,724
+340,317
+385% +$6.77M 0.02% 613
2024
Q4 		$1.75M Sell
88,407
-204
-0.2% -$4.07K ﹤0.01% 1060
2024
Q3 		$1.77M Buy
88,611
+700
+0.8% +$14K ﹤0.01% 1034
2024
Q2 		$1.74M Sell
87,911
-19,936
-18% -$394K ﹤0.01% 1028
2024
Q1 		$2.14M Sell
107,847
-10,388
-9% -$207K 0.01% 983
2023
Q4 		$2.36M Sell
118,235
-1,866
-2% -$36.6K 0.01% 859
2023
Q3 		$2.33M Sell
120,101
-17,574
-13% -$345K 0.01% 788
2023
Q2 		$2.72M Sell
137,675
-2,788
-2% -$55.2K 0.01% 749
2023
Q1 		$2.79M Buy
140,463
+160
+0.1% +$3.17K 0.01% 713
2022
Q4 		$2.77M Buy
140,303
+107,830
+332% +$2.12M 0.01% 655
2022
Q3 		$632K Buy
32,473
+22,473
+225% +$447K ﹤0.01% 1174
2022
Q2 		$198K Buy
+10,000
New +$199K ﹤0.01% 1638

Other funds holding FSMB

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RWB
RMR Wealth Builders Montclair, New Jersey $1.27B AUM 19.16% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
PP
PFS Partners Mine Hill, New Jersey $218M AUM 13.38% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
TA
TruWealth Advisors Metairie, Louisiana $2.08B AUM 21.15% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Rockefeller Capital Management's FSMB Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Short Duration Managed Municipal ETF (FSMB) stake by 6.7% in Q1 2026, buying an estimated $640K and bringing the position to 509,788 shares worth $10.2M. The position accounts for 0.02% of the portfolio, ranked #675.

Rockefeller Capital Management first reported a position in FSMB in Q2 2022 and has held it in 16 quarters since. 139 funds tracked by Wall St. Rank hold FSMB as of Q1 2026.

  • Rockefeller Capital Management held 509,788 shares of First Trust Short Duration Managed Municipal ETF worth $10.2M as of Q1 2026.
  • Rockefeller Capital Management bought 31,796 First Trust Short Duration Managed Municipal ETF shares in Q1 2026, an estimated $640K.
  • First Trust Short Duration Managed Municipal ETF made up 0.02% of Rockefeller Capital Management's portfolio in Q1 2026, its #675 holding.
  • Rockefeller Capital Management first reported a position in First Trust Short Duration Managed Municipal ETF in Q2 2022 and has held it in 16 quarters since.
  • 139 funds tracked by Wall St. Rank held First Trust Short Duration Managed Municipal ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.