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First Trust Short Duration Managed Municipal ETF

106 hedge funds and large institutions have $312M invested in First Trust Short Duration Managed Municipal ETF in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 42 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 35

5% more capital invested

Capital invested by funds: $297M → $312M (+$15.1M)

0.03% more ownership

Funds ownership: 72.65%72.68% (+0.03%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3% less funds holding

Funds holding: 109106 (-3)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

Holders
106
Holders Change
-3
Holders Change %
-2.75%
% of All Funds
1.69%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
42
Reduced
35
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.4M +$13M +656,152 +21%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$27.2M +$5.7M +287,148 +27%
LPL Financial
3
LPL Financial
California
$27M +$4.05M +204,205 +18%
HighTower Advisors
4
HighTower Advisors
Illinois
$17M -$1.22M -61,494 -7%
LWA
5
LWS Wealth Advisors
New Jersey
$11.6M -$10.6M -534,725 -48%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.8M -$1.18M -59,415 -10%
TA
7
TruWealth Advisors
Louisiana
$8.84M +$785K +39,555 +10%
OAJ
8
Ogorek Anthony Joseph
New York
$7.61M -$5.97K -301 -0.1%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.52M +$296K +14,898 +5%
UBS Group
10
UBS Group
Switzerland
$6.07M -$1.3M -65,509 -18%
BCI
11
Brinker Capital Investments
Pennsylvania
$5.99M +$247K +12,452 +4%
OPS
12
Orion Portfolio Solutions
Nebraska
$5.99M +$4.74M +238,822 +383%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.61M +$292K +14,711 +6%
RWB
14
RMR Wealth Builders
New Jersey
$5.58M +$1.6M +80,405 +40%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$4.88M -$363K -18,284 -7%
KAS
16
Kestra Advisory Services
Texas
$4.75M -$509K -25,654 -10%
NP
17
Nilsine Partners
Colorado
$4.33M +$4.32M +217,735 New
PSCM
18
Per Stirling Capital Management
Texas
$3.63M -$2.47M -124,579 -41%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$3.56M +$145K +7,300 +4%
CAN
20
Cetera Advisor Networks
California
$3.34M +$61.7K +3,111 +2%
CCM
21
Condor Capital Management
New Jersey
$3.1M +$996K +50,178 +47%
Mariner
22
Mariner
Kansas
$3.01M +$709K +35,733 +31%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$2.79M +$3.17K +160 +0.1%
IA
24
IFP Advisors
Florida
$2.64M -$118K -5,929 -4%
Stifel Financial
25
Stifel Financial
Missouri
$2.64M +$265K +13,365 +11%

FSMB Hedge Fund Activity: Q1 2023 in Review

106 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Short Duration Managed Municipal ETF (FSMB) for Q1 2023, worth a combined $312M — up 5.1% from $297M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FSMB and 14 opened new positions — a net loss of 2 holders — while 35 trimmed existing stakes and 42 added.

The largest buyer was Morgan Stanley, adding an estimated $13M. The largest seller was LWS Wealth Advisors, cutting an estimated $10.6M.

  • 106 institutional investors held First Trust Short Duration Managed Municipal ETF (FSMB) as of Q1 2023, down from 109 in Q4 2022.
  • Funds reported $312M of First Trust Short Duration Managed Municipal ETF stock for Q1 2023, up 5.1% quarter-over-quarter.
  • 14 funds opened new First Trust Short Duration Managed Municipal ETF positions in Q1 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Short Duration Managed Municipal ETF buyer in Q1 2023 was Morgan Stanley, an estimated $13M added.
  • The largest First Trust Short Duration Managed Municipal ETF seller in Q1 2023 was LWS Wealth Advisors, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2023.