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First Trust Short Duration Managed Municipal ETF

109 hedge funds and large institutions have $322M invested in First Trust Short Duration Managed Municipal ETF in 2023 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 42 increasing their positions, 32 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

31% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 32

3% more funds holding

Funds holding: 106109 (+3)

2.45% more ownership

Funds ownership: 72.68%75.13% (+2.5%)

3% more capital invested

Capital invested by funds: $312M → $322M (+$9.61M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $478K

Holders
109
Holders Change
+3
Holders Change %
+2.83%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
42
Reduced
32
Closed
12
Calls
Puts
$478K
Net Calls
-$478K
Net Calls Change
-$478K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$86M +$12.1M +609,924 +16%
LPL Financial
2
LPL Financial
California
$26.5M -$293K -14,794 -1%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$25.3M -$1.72M -86,935 -6%
BCI
4
Brinker Capital Investments
Pennsylvania
$10.2M +$4.24M +214,030 +71%
OPS
5
Orion Portfolio Solutions
Nebraska
$10.2M +$4.24M +214,030 +71%
TA
6
TruWealth Advisors
Louisiana
$9.56M +$778K +39,327 +9%
HighTower Advisors
7
HighTower Advisors
Illinois
$9.23M -$7.63M -385,569 -45%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.46M -$2.28M -115,288 -21%
RWB
9
RMR Wealth Builders
New Jersey
$7.58M +$2.05M +103,369 +37%
OAJ
10
Ogorek Anthony Joseph
New York
$7.54M -$14.9K -755 -0.2%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.42M +$956K +48,308 +15%
UBS Group
12
UBS Group
Switzerland
$6.72M +$691K +34,927 +11%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.56M -$1.01M -51,107 -18%
KAS
14
Kestra Advisory Services
Texas
$4.32M -$405K -20,488 -9%
FHC
15
First Heartland Consultants
Missouri
$4.16M +$3.91M +197,435 +1,490%
NP
16
Nilsine Partners
Colorado
$4.06M -$241K -12,188 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.01M -$844K -42,630 -17%
Mariner
18
Mariner
Kansas
$3.85M +$861K +43,506 +29%
GVAG
19
Great Valley Advisor Group
Delaware
$3.76M +$1.8M +90,710 +91%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$3.65M +$120K +6,084 +3%
VWA
21
Visionary Wealth Advisors
Illinois
$3.64M +$3.64M +184,182 New
CCM
22
Condor Capital Management
New Jersey
$3.34M +$262K +13,228 +8%
Stifel Financial
23
Stifel Financial
Missouri
$2.75M +$137K +6,902 +5%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$2.72M -$55.2K -2,788 -2%
IA
25
IFP Advisors
Florida
$2.55M -$52.1K -2,635 -2%

FSMB Hedge Fund Activity: Q2 2023 in Review

109 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Short Duration Managed Municipal ETF (FSMB) for Q2 2023, worth a combined $322M — up 3.1% from $312M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FSMB positions and 12 closed out — a net gain of 5 holders — while 42 added to existing stakes and 32 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.1M. The largest seller was LWS Wealth Advisors, cutting an estimated $10.1M.

  • 109 institutional investors held First Trust Short Duration Managed Municipal ETF (FSMB) as of Q2 2023, up from 106 in Q1 2023.
  • Funds reported $322M of First Trust Short Duration Managed Municipal ETF stock for Q2 2023, up 3.1% quarter-over-quarter.
  • 17 funds opened new First Trust Short Duration Managed Municipal ETF positions in Q2 2023 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Short Duration Managed Municipal ETF buyer in Q2 2023 was Morgan Stanley, an estimated $12.1M added.
  • The largest First Trust Short Duration Managed Municipal ETF seller in Q2 2023 was LWS Wealth Advisors, an estimated $10.1M sold.

Based on aggregated 13F filings for Q2 2023.