FSMB icon

First Trust Short Duration Managed Municipal ETF
FSMB

Overview Fund Activity

42 hedge funds and large institutions have $36.9M invested in First Trust Short Duration Managed Municipal ETF in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
+5
Holders Change %
+13.51%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NWM
1
Northwest Wealth Management
Iowa
$1.89M
2
LPL Financial
2
LPL Financial
California
$5.52M
3
DFA
3
DHJJ Financial Advisors
Illinois
$968K
4
PWP
4
Principle Wealth Partners
Connecticut
$2.3M
5
MIAN
5
Mariner Independent Advisor Network
Kansas
$769K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$0
2
KPWS
2
Kestra Private Wealth Services
Texas
$0
3
SWP
3
Stratos Wealth Partners
Ohio
$1.29M
4
LA
4
LexAurum Advisors
Kansas
$919K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$5.52M 265,141 +74,329 +39%
GSC
2
G&S Capital
Colorado
$2.92M 140,277 -5,463 -4%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$2.47M 118,627 +10,591 +10%
PWP
4
Principle Wealth Partners
Connecticut
$2.3M 110,324 +45,166 +69%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.03M 97,431 -986 -1%
NWM
6
Northwest Wealth Management
Iowa
$1.89M 90,941 +90,941 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M 77,277 -3,870 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.48M 70,928 -6,141 -8%
AI
9
Atria Investments
North Carolina
$1.33M 64,030 +2,972 +5%
CBFP
10
Cedar Brook Financial Partners
Ohio
$1.31M 62,982 +4,787 +8%
SWP
11
Stratos Wealth Partners
Ohio
$1.29M 61,989 -29,986 -33%
BFG
12
Barber Financial Group
Kansas
$1.2M 57,515 +6,814 +13%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.18M 56,560 -4,505 -7%
DFA
14
DHJJ Financial Advisors
Illinois
$968K 46,510 +46,510 New
LA
15
LexAurum Advisors
Kansas
$919K 44,163 -27,627 -38%
AC
16
Avestar Capital
New York
$834K 40,078 -19,069 -32%
MIAN
17
Mariner Independent Advisor Network
Kansas
$769K 36,966 +36,966 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$759K 36,494 +4,732 +15%
Jane Street
19
Jane Street
New York
$653K 31,364 +31,364 New
RJA
20
Raymond James & Associates
Florida
$629K 30,232 +30,232 New
KAS
21
Kestra Advisory Services
Texas
$624K 30,023 +11,690 +64%
OIA
22
OneDigital Investment Advisors
Kansas
$589K 28,282 -19,344 -41%
LI
23
LVZ Inc
Michigan
$509K 24,460 – –
MSAM
24
Moloney Securities Asset Management
Missouri
$372K 17,878 -718 -4%
SPC
25
Sigma Planning Corp
Michigan
$356K 17,117 +17,117 New
1
2