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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
1126
DraftKings
DKNG
$11.9B
$1.04M ﹤0.01%
29,372
+1,056
+4% +$35.3K
FIXD icon
1127
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1.03M ﹤0.01%
+23,197
New +$988K
IGR
1128
CBRE Global Real Estate Income Fund
IGR
$713M
$1.03M ﹤0.01%
190,400
+12,903
+7% +$59.1K
NFJ
1129
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$1.03M ﹤0.01%
81,832
-5,249
-6% -$60.1K
TXG icon
1130
10x Genomics
TXG
$6.61B
$1.03M ﹤0.01%
18,420
+7,762
+73% +$338K
DEA
1131
Easterly Government Properties
DEA
$1.18B
$1.02M ﹤0.01%
30,418
+16,003
+111% +$473K
MAS icon
1132
Masco
MAS
$15.3B
$1.02M ﹤0.01%
15,217
-8,606
-36% -$500K
EBAY icon
1133
eBay
EBAY
$49.8B
$1.02M ﹤0.01%
23,293
+1,062
+5% +$44K
CSGP icon
1134
CoStar Group
CSGP
$12.3B
$1.01M ﹤0.01%
+11,571
New +$937K
ZTO icon
1135
ZTO Express
ZTO
$17.9B
$1.01M ﹤0.01%
47,458
-19,337
-29% -$439K
RWL icon
1136
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$1.01M ﹤0.01%
11,829
-232
-2% -$18.6K
WSC icon
1137
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.01M ﹤0.01%
22,677
-3,649
-14% -$147K
AMJ
1138
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1M ﹤0.01%
39,455
– –
DSL
1139
DoubleLine Income Solutions Fund
DSL
$1.24B
$992K ﹤0.01%
81,070
-2,830
-3% -$32.6K
FNDF icon
1140
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$991K ﹤0.01%
29,380
+12,084
+70% +$387K
URA icon
1141
Global X Uranium ETF
URA
$6.22B
$990K ﹤0.01%
35,755
+4,384
+14% +$120K
SOFI icon
1142
SoFi Technologies
SOFI
$23.7B
$987K ﹤0.01%
99,164
-520,526
-84% -$4.14M
PLUG icon
1143
Plug Power
PLUG
$3.04B
$986K ﹤0.01%
219,147
-60,503
-22% -$317K
FYX icon
1144
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$977K ﹤0.01%
+10,668
New +$876K
TBLD
1145
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$974K ﹤0.01%
62,825
+30,925
+97% +$458K
BTU icon
1146
Peabody Energy
BTU
$2.9B
$973K ﹤0.01%
40,014
– –
IFV icon
1147
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$973K ﹤0.01%
49,798
-589
-1% -$10.7K
UAL icon
1148
United Airlines
UAL
$42.1B
$970K ﹤0.01%
23,504
-1,600
-6% -$62.9K
SEDG icon
1149
SolarEdge
SEDG
$1.95B
$966K ﹤0.01%
10,322
-1,384
-12% -$126K
FJAN icon
1150
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$964K ﹤0.01%
24,211
-1,037
-4% -$39.1K
44 45
46
47 48

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.