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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDO
1126
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$865K ﹤0.01%
72,788
+8,532
+13% +$109K
IAGG icon
1127
iShares Core International Aggregate Bond Fund
IAGG
$11B
$864K ﹤0.01%
+17,721
New +$870K
RF icon
1128
Regions Financial
RF
$26.8B
$862K ﹤0.01%
50,116
+1,794
+4% +$34K
LAZR
1129
DELISTED
Luminar Technologies
LAZR
$861K ﹤0.01%
12,621
+1,952
+18% +$179K
KRE icon
1130
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$861K ﹤0.01%
20,619
-7,236
-26% -$323K
FDT icon
1131
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$859K ﹤0.01%
17,103
-2,689
-14% -$141K
UNM icon
1132
Unum
UNM
$14.3B
$859K ﹤0.01%
+17,457
New +$853K
KWEB icon
1133
KraneShares CSI China Internet ETF
KWEB
$5.67B
$857K ﹤0.01%
31,296
-2,411
-7% -$68.6K
IBHC
1134
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$855K ﹤0.01%
36,153
-2,024
-5% -$47.8K
JXN icon
1135
Jackson Financial
JXN
$8.8B
$854K ﹤0.01%
22,350
-218
-1% -$7.62K
DIM icon
1136
WisdomTree International MidCap Dividend Fund
DIM
$170M
$852K ﹤0.01%
15,169
+5,004
+49% +$291K
URA icon
1137
Global X Uranium ETF
URA
$6.22B
$848K ﹤0.01%
31,371
-2,666
-8% -$62.7K
MVF
1138
DELISTED
BlackRock MuniVest Fund
MVF
$844K ﹤0.01%
139,338
-8,620
-6% -$56.8K
SYLD icon
1139
Cambria Shareholder Yield ETF
SYLD
$1.01B
$844K ﹤0.01%
13,647
– –
CRCT icon
1140
Cricut
CRCT
$1.22B
$843K ﹤0.01%
90,747
+71,573
+373% +$757K
OGE icon
1141
OGE Energy
OGE
$9.71B
$843K ﹤0.01%
25,283
-9,504
-27% -$333K
JHSC icon
1142
John Hancock Multifactor Small Cap ETF
JHSC
$744M
$841K ﹤0.01%
26,155
+6,684
+34% +$224K
RTO icon
1143
Rentokil
RTO
$12.2B
$838K ﹤0.01%
22,621
+44
+0.2% +$1.68K
ES icon
1144
Eversource Energy
ES
$27.2B
$837K ﹤0.01%
14,388
-2,114
-13% -$141K
IFRA icon
1145
iShares US Infrastructure ETF
IFRA
$4.57B
$835K ﹤0.01%
22,827
-671
-3% -$26.1K
PSFD icon
1146
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$834K ﹤0.01%
31,500
– –
DNA icon
1147
Ginkgo Bioworks
DNA
$521M
$834K ﹤0.01%
11,515
+1,578
+16% +$126K
DKNG icon
1148
DraftKings
DKNG
$11.9B
$834K ﹤0.01%
28,316
-2,575
-8% -$76.1K
BBAX icon
1149
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$832K ﹤0.01%
18,482
-299
-2% -$14.1K
BALT icon
1150
Innovator Defined Wealth Shield ETF
BALT
$2.77B
$822K ﹤0.01%
29,555
+2,200
+8% +$61.6K
44 45
46
47 48

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.