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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRE
1126
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$738K ﹤0.01%
19,750
– –
BTI icon
1127
British American Tobacco
BTI
$128B
$728K ﹤0.01%
18,261
-143,158
-89% -$5.63M
BBC icon
1128
Virtus Biotech Clinical Trials ETF
BBC
$49.9M
$722K ﹤0.01%
28,912
-7,502
-21% -$187K
BRKR icon
1129
Bruker
BRKR
$8.14B
$714K ﹤0.01%
10,465
– –
MFIC icon
1130
MidCap Financial Investment
MFIC
$804M
$714K ﹤0.01%
62,660
+1,524
+2% +$17.6K
FAUG icon
1131
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$713K ﹤0.01%
20,587
+67
+0.3% +$2.32K
SUSB icon
1132
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$711K ﹤0.01%
29,940
-914
-3% -$21.6K
SYF icon
1133
Synchrony
SYF
$25.6B
$710K ﹤0.01%
21,619
-4,901
-18% -$168K
DECK icon
1134
Deckers Outdoor
DECK
$13.3B
$709K ﹤0.01%
10,674
-12,738
-54% -$771K
MCHI icon
1135
iShares MSCI China ETF
MCHI
$6.38B
$709K ﹤0.01%
14,942
-1,012
-6% -$43.9K
EXP icon
1136
Eagle Materials
EXP
$6.57B
$705K ﹤0.01%
5,313
-58
-1% -$7.33K
LGF.A
1137
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$705K ﹤0.01%
123,500
+10,000
+9% +$70.6K
CRH icon
1138
CRH
CRH
$66.8B
$704K ﹤0.01%
17,717
-210
-1% -$7.86K
FAB icon
1139
First Trust Multi Cap Value AlphaDEX Fund
FAB
$171M
$703K ﹤0.01%
10,222
-27
-0.3% -$1.84K
JBHT icon
1140
JB Hunt Transport Services
JBHT
$25.2B
$702K ﹤0.01%
4,040
+166
+4% +$29K
CDNS icon
1141
Cadence Design Systems
CDNS
$93.4B
$700K ﹤0.01%
4,362
+1,287
+42% +$206K
ALB icon
1142
Albemarle
ALB
$15.5B
$698K ﹤0.01%
3,223
-312
-9% -$83.2K
GDXJ icon
1143
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$697K ﹤0.01%
19,575
-192
-1% -$6.32K
PII icon
1144
Polaris
PII
$4.07B
$697K ﹤0.01%
6,905
+5,246
+316% +$547K
TTWO icon
1145
Take-Two Interactive
TTWO
$46.1B
$696K ﹤0.01%
6,701
-1,738
-21% -$188K
HPQ icon
1146
HP
HPQ
$27.5B
$695K ﹤0.01%
25,950
+9,707
+60% +$269K
QTEC icon
1147
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$693K ﹤0.01%
6,589
-3,204
-33% -$345K
GSLC icon
1148
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$688K ﹤0.01%
9,045
-1,900
-17% -$146K
SCHV
1149
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$687K ﹤0.01%
31,251
-639
-2% -$13.8K
ECOW icon
1150
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$223M
$686K ﹤0.01%
+37,231
New +$666K
44 45
46
47 48

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.