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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHS icon
1101
WisdomTree US High Dividend Fund
DHS
$1.58B
$935K ﹤0.01%
11,978
+710
+6% +$57.2K
PRTA icon
1102
Prothena Corp
PRTA
$450M
$931K ﹤0.01%
19,299
+5,638
+41% +$335K
RIVN icon
1103
Rivian
RIVN
$23.2B
$926K ﹤0.01%
38,157
+15,517
+69% +$362K
GVLU icon
1104
Gotham 1000 Value ETF
GVLU
$295M
$925K ﹤0.01%
46,117
+792
+2% +$16.2K
EFOR
1105
Everforth Inc
EFOR
$1.32B
$925K ﹤0.01%
+11,321
New +$901K
FJAN icon
1106
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$922K ﹤0.01%
25,248
-59
-0.2% -$2.2K
NLY icon
1107
Annaly Capital Management
NLY
$17.4B
$921K ﹤0.01%
48,952
+267
+0.5% +$5.31K
EWW icon
1108
iShares MSCI Mexico ETF
EWW
$1.99B
$916K ﹤0.01%
15,725
-3,358
-18% -$208K
MUC icon
1109
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$911K ﹤0.01%
95,267
-6,637
-7% -$69.5K
FUTY icon
1110
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$910K ﹤0.01%
24,003
+509
+2% +$21.1K
VNOM icon
1111
Viper Energy
VNOM
$14.7B
$904K ﹤0.01%
32,410
-2,867
-8% -$79K
PTLC icon
1112
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$898K ﹤0.01%
22,476
-1,347
-6% -$55.8K
SMMD icon
1113
iShares Russell 2500 ETF
SMMD
$3.71B
$898K ﹤0.01%
+16,473
New +$948K
SDVY icon
1114
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$895K ﹤0.01%
31,718
+5,456
+21% +$159K
PATH icon
1115
UiPath
PATH
$7.8B
$895K ﹤0.01%
52,286
+33,343
+176% +$555K
IFV icon
1116
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$894K ﹤0.01%
50,387
-94
-0.2% -$1.72K
MFIC icon
1117
MidCap Financial Investment
MFIC
$804M
$891K ﹤0.01%
64,777
-3,456
-5% -$46.3K
LYFT icon
1118
Lyft
LYFT
$6.63B
$888K ﹤0.01%
84,212
-645,419
-88% -$7.19M
RHI icon
1119
Robert Half
RHI
$4.37B
$882K ﹤0.01%
12,039
-293
-2% -$22.2K
MDIV icon
1120
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$878K ﹤0.01%
60,125
-251
-0.4% -$3.73K
CRH icon
1121
CRH
CRH
$66.8B
$874K ﹤0.01%
15,973
-1,326
-8% -$75.4K
GUNR icon
1122
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$869K ﹤0.01%
21,498
+6,867
+47% +$282K
IOO icon
1123
iShares Global 100 ETF
IOO
$9.25B
$868K ﹤0.01%
11,852
-18
-0.2% -$1.36K
BXP icon
1124
Boston Properties
BXP
$11.1B
$868K ﹤0.01%
14,589
+4,310
+42% +$276K
BDJ icon
1125
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$867K ﹤0.01%
113,994
-5,192
-4% -$41.5K
43 44
45
46 47

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.