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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1076
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.23M ﹤0.01%
235,251
+4,092
+2% +$20.6K
FEM icon
1077
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$1.22M ﹤0.01%
55,342
-69,396
-56% -$1.45M
BMO icon
1078
Bank of Montreal
BMO
$127B
$1.22M ﹤0.01%
+12,333
New +$1.03M
SGOL icon
1079
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.22M ﹤0.01%
61,705
-987
-2% -$18.7K
CNH
1080
CNH Industrial
CNH
$17.5B
$1.22M ﹤0.01%
99,937
-54,088
-35% -$604K
DIVO icon
1081
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$1.2M ﹤0.01%
32,963
-1,784
-5% -$62.8K
SCCO icon
1082
Southern Copper
SCCO
$166B
$1.2M ﹤0.01%
+15,059
New +$1.05M
MVF
1083
DELISTED
BlackRock MuniVest Fund
MVF
$1.19M ﹤0.01%
167,688
+28,350
+20% +$184K
VKI icon
1084
Invesco Advantage Municipal Income Trust II
VKI
$401M
$1.18M ﹤0.01%
139,169
-10,071
-7% -$79K
CCK icon
1085
Crown Holdings
CCK
$13.1B
$1.17M ﹤0.01%
12,737
+1,309
+11% +$111K
RDY icon
1086
Dr. Reddy's Laboratories
RDY
$10.2B
$1.16M ﹤0.01%
+83,280
New +$1.11M
ARMK icon
1087
Aramark
ARMK
$14.7B
$1.16M ﹤0.01%
41,159
-15,855
-28% -$430K
PMO
1088
Franklin Municipal Opportunities Trust
PMO
$285M
$1.15M ﹤0.01%
112,815
-17,704
-14% -$169K
FHN icon
1089
First Horizon
FHN
$12.1B
$1.15M ﹤0.01%
81,398
-10,575
-11% -$127K
JMST icon
1090
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.15M ﹤0.01%
22,601
-432
-2% -$21.8K
FTA icon
1091
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$1.15M ﹤0.01%
+16,176
New +$1.07M
FTGC icon
1092
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$1.14M ﹤0.01%
51,007
-9,354
-15% -$218K
NLY icon
1093
Annaly Capital Management
NLY
$17.4B
$1.14M ﹤0.01%
59,088
+10,136
+21% +$181K
FDEC icon
1094
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$1.14M ﹤0.01%
29,301
+8,511
+41% +$311K
QQQE icon
1095
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
$1.14M ﹤0.01%
13,469
-793
-6% -$61.4K
CRH icon
1096
CRH
CRH
$66.8B
$1.14M ﹤0.01%
16,477
+504
+3% +$30.4K
OUSA icon
1097
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$1.14M ﹤0.01%
+24,700
New +$1.08M
SCHB icon
1098
Schwab US Broad Market ETF
SCHB
$44.9B
$1.14M ﹤0.01%
61,239
+16,899
+38% +$292K
AIR icon
1099
AAR Corp
AIR
$5.76B
$1.13M ﹤0.01%
18,177
-40,634
-69% -$2.61M
IFRA icon
1100
iShares US Infrastructure ETF
IFRA
$4.57B
$1.13M ﹤0.01%
28,111
+5,284
+23% +$197K
42 43
44
45 46

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.