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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
1076
Omega Healthcare
OHI
$14.7B
$841K ﹤0.01%
30,113
+268
+0.9% +$8.08K
MAS icon
1077
Masco
MAS
$15.3B
$840K ﹤0.01%
18,013
+10,823
+151% +$522K
XMPT icon
1078
VanEck CEF Muni Income ETF
XMPT
$221M
$839K ﹤0.01%
39,081
-3,427
-8% -$71.7K
NBIX icon
1079
Neurocrine Biosciences
NBIX
$16.6B
$838K ﹤0.01%
7,021
-59
-0.8% -$6.91K
DNA icon
1080
Ginkgo Bioworks
DNA
$521M
$834K ﹤0.01%
12,359
-2,403
-16% -$221K
IBDR icon
1081
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$829K ﹤0.01%
35,510
+3,573
+11% +$83K
AAL icon
1082
American Airlines Group
AAL
$10.6B
$816K ﹤0.01%
64,238
-10,572
-14% -$143K
ARE icon
1083
Alexandria Real Estate Equities
ARE
$8.56B
$815K ﹤0.01%
5,609
-1,273
-18% -$184K
NTLA icon
1084
Intellia Therapeutics
NTLA
$1.67B
$815K ﹤0.01%
23,361
-7,129
-23% -$339K
TRNO icon
1085
Terreno Realty
TRNO
$7.49B
$813K ﹤0.01%
14,318
-163
-1% -$9.15K
DAPR icon
1086
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
$809K ﹤0.01%
27,490
– –
HOOD icon
1087
Robinhood
HOOD
$83.9B
$809K ﹤0.01%
99,411
-19,588
-16% -$192K
SYLD icon
1088
Cambria Shareholder Yield ETF
SYLD
$1.01B
$809K ﹤0.01%
13,647
– –
NEWR
1089
DELISTED
New Relic, Inc.
NEWR
$808K ﹤0.01%
14,332
-9,262
-39% -$524K
WST icon
1090
West Pharmaceutical
WST
$24.9B
$804K ﹤0.01%
3,426
-826
-19% -$196K
PSFD icon
1091
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$800K ﹤0.01%
33,500
– –
SRLN icon
1092
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$794K ﹤0.01%
19,420
-184,237
-90% -$7.58M
MDIV icon
1093
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$791K ﹤0.01%
52,889
-315
-0.6% -$4.77K
ON icon
1094
ON Semiconductor
ON
$31.6B
$791K ﹤0.01%
12,703
+1,863
+17% +$124K
PFLD icon
1095
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$791K ﹤0.01%
38,182
-15,500
-29% -$326K
DOC icon
1096
Healthpeak Properties
DOC
$14.8B
$789K ﹤0.01%
31,501
+748
+2% +$18.2K
VCLT icon
1097
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$786K ﹤0.01%
10,385
-214
-2% -$16.1K
QCLN icon
1098
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$783K ﹤0.01%
16,606
-374,842
-96% -$20.5M
JPC icon
1099
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$777K ﹤0.01%
106,764
+322
+0.3% +$2.34K
FRC
1100
DELISTED
First Republic Bank
FRC
$777K ﹤0.01%
6,392
-6,071
-49% -$741K
42 43
44
45 46

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.