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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
1076
Labcorp
LH
$25.9B
$82K ﹤0.01%
757
+479
+172% +$69K
PML
1077
PIMCO Municipal Income Fund II
PML
$493M
$82K ﹤0.01%
6,500
+1
+0% +$15
ANAT
1078
DELISTED
American National Group, Inc. Common Stock
ANAT
$82K ﹤0.01%
1,000
– –
CCJ icon
1079
Cameco
CCJ
$42.4B
$81K ﹤0.01%
+10,600
New +$86.9K
EGBN icon
1080
Eagle Bancorp
EGBN
$845M
$81K ﹤0.01%
2,681
+94
+4% +$3.79K
KRE icon
1081
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$81K ﹤0.01%
2,480
-219,427
-99% -$10.7M
SPFF icon
1082
Global X SuperIncome Preferred ETF
SPFF
$141M
$81K ﹤0.01%
8,450
-732
-8% -$8.17K
UBS icon
1083
UBS Group
UBS
$176B
$81K ﹤0.01%
8,791
– –
BATRK icon
1084
Atlanta Braves Holdings Series B
BATRK
$3.21B
$80K ﹤0.01%
4,205
+112
+3% +$2.87K
BR icon
1085
Broadridge
BR
$19B
$80K ﹤0.01%
845
+146
+21% +$16.7K
LEA icon
1086
Lear
LEA
$8.18B
$80K ﹤0.01%
985
+12
+1% +$1.38K
MAC icon
1087
Macerich
MAC
$6.92B
$80K ﹤0.01%
14,250
+6,250
+78% +$124K
PSR icon
1088
Invesco Active US Real Estate Fund
PSR
$60M
$80K ﹤0.01%
+1,111
New +$101K
EMLC icon
1089
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$79K ﹤0.01%
2,766
-1,404
-34% -$45.2K
BYM
1090
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$78K ﹤0.01%
+5,892
New +$82.5K
HOLX
1091
DELISTED
Hologic
HOLX
$78K ﹤0.01%
2,229
+135
+6% +$6.43K
HSIC icon
1092
Henry Schein
HSIC
$9.82B
$78K ﹤0.01%
1,548
+166
+12% +$10.5K
ISTB icon
1093
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$78K ﹤0.01%
+1,536
New +$77.5K
NZF icon
1094
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$78K ﹤0.01%
5,553
-2,870
-34% -$45.1K
SNA icon
1095
Snap-on
SNA
$21.5B
$78K ﹤0.01%
713
-81
-10% -$12K
TLTD icon
1096
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$689M
$78K ﹤0.01%
1,683
– –
ULTA icon
1097
Ulta Beauty
ULTA
$24.3B
$78K ﹤0.01%
445
+232
+109% +$57.8K
UTHR icon
1098
United Therapeutics
UTHR
$23.1B
$78K ﹤0.01%
825
– –
WBC
1099
DELISTED
WABCO HOLDINGS INC.
WBC
$77K ﹤0.01%
573
+53
+10% +$7.13K
CAH icon
1100
Cardinal Health
CAH
$55.4B
$76K ﹤0.01%
1,594
+1,269
+390% +$65.9K
42 43
44
45 46

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.