Rockefeller Capital Management’s FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund TLTD Stock Holding History

Rockefeller Capital Management’s Portfolio TLTD Stock Details TLTD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-4,668	Closed	-$249K	–	2795
2020 Q2	$249K	Buy	4,668 +2,985	+177%	+$152K	﹤0.01%	888
2020 Q1	$78K	Hold	1,683	–	–	﹤0.01%	1096
2019 Q4	$109K	Buy	+1,683	New	+$106K	﹤0.01%	946

Other funds holding TLTD

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CFA

Capstone Financial Advisors Downers Grove, Illinois $1.86B AUM 15.98% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CJA

C-J Advisory San Jose, California $189M AUM 23.84% 1-Year Est. Return

CNBT

Cornerstone National Bank & Trust Palatine, Illinois $271M AUM 11.79% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BIM

Bridges Investment Management Omaha, Nebraska $7.38B AUM 15.39% 1-Year Est. Return

Rockefeller Capital Management's TLTD Position: Q3 2020 in Review

Rockefeller Capital Management sold out of FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund (TLTD) in Q3 2020, closing a stake of 4,668 shares — an estimated $249K sold.

Rockefeller Capital Management first reported a position in TLTD in Q4 2019 and held it in 3 quarters. The position peaked at $249K in Q2 2020. 47 funds tracked by Wall St. Rank hold TLTD as of Q3 2020.

Rockefeller Capital Management reported no remaining FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund position as of Q3 2020 after selling out during the quarter.
Rockefeller Capital Management sold 4,668 FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund shares in Q3 2020, an estimated $249K.
Rockefeller Capital Management first reported a position in FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund in Q4 2019 and held it in 3 quarters.
Rockefeller Capital Management's FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund position peaked at $249K in Q2 2020.
47 funds tracked by Wall St. Rank held FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund as of Q3 2020.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.