Rockefeller Capital Management’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Rockefeller Capital Management’s Portfolio SPFF Stock Details SPFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-8,450	Closed	-$79K	–	3639
2022 Q4	$79K	Hold	8,450	–	–	﹤0.01%	2161
2022 Q3	$83K	Hold	8,450	–	–	﹤0.01%	2091
2022 Q2	$86K	Hold	8,450	–	–	﹤0.01%	2023
2022 Q1	$94K	Hold	8,450	–	–	﹤0.01%	2015
2021 Q4	$99K	Hold	8,450	–	–	﹤0.01%	1946
2021 Q3	$101K	Hold	8,450	–	–	﹤0.01%	1861
2021 Q2	$101K	Hold	8,450	–	–	﹤0.01%	1795
2021 Q1	$100K	Hold	8,450	–	–	﹤0.01%	1596
2020 Q4	$99K	Hold	8,450	–	–	﹤0.01%	1448
2020 Q3	$93K	Hold	8,450	–	–	﹤0.01%	1284
2020 Q2	$89K	Hold	8,450	–	–	﹤0.01%	1205
2020 Q1	$81K	Sell	8,450 -732	-8%	-$8.17K	﹤0.01%	1082
2019 Q4	$108K	Buy	9,182 +11	+0.1%	+$129	﹤0.01%	948
2019 Q3	$108K	Buy	+9,171	New	+$107K	﹤0.01%	780

Other funds holding SPFF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Rockefeller Capital Management's SPFF Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Global X SuperIncome Preferred ETF (SPFF) in Q1 2023, closing a stake of 8,450 shares — an estimated $79K sold.

Rockefeller Capital Management first reported a position in SPFF in Q3 2019 and held it in 14 quarters. The position peaked at $108K in Q4 2019. 50 funds tracked by Wall St. Rank hold SPFF as of Q1 2023.

Rockefeller Capital Management reported no remaining Global X SuperIncome Preferred ETF position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 8,450 Global X SuperIncome Preferred ETF shares in Q1 2023, an estimated $79K.
Rockefeller Capital Management first reported a position in Global X SuperIncome Preferred ETF in Q3 2019 and held it in 14 quarters.
Rockefeller Capital Management's Global X SuperIncome Preferred ETF position peaked at $108K in Q4 2019.
50 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.