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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXA icon
1076
Fox Class A
FOXA
$24.6B
$67K ﹤0.01%
1,819
-160
-8% -$5.48K
MGV icon
1077
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.4B
$67K ﹤0.01%
769
– –
ACA icon
1078
Arcosa
ACA
$7.14B
$66K ﹤0.01%
1,486
-137
-8% -$5.27K
IPG
1079
DELISTED
Interpublic Group of Companies
IPG
$66K ﹤0.01%
2,874
+1,008
+54% +$22.2K
NEAR icon
1080
iShares Short Maturity Bond ETF
NEAR
$4.85B
$66K ﹤0.01%
+1,320
New +$66.4K
RELX icon
1081
RELX
RELX
$63.9B
$66K ﹤0.01%
2,606
+578
+29% +$13.8K
CHKP icon
1082
Check Point Software Technologies
CHKP
$12.8B
$65K ﹤0.01%
590
+168
+40% +$18.9K
EWZ icon
1083
iShares MSCI Brazil ETF
EWZ
$9.14B
$65K ﹤0.01%
1,367
+400
+41% +$17.5K
MXI icon
1084
iShares Global Materials ETF
MXI
$358M
$65K ﹤0.01%
963
– –
RWM icon
1085
ProShares Short Russell2000
RWM
$130M
$65K ﹤0.01%
1,775
– –
VTWO icon
1086
Vanguard Russell 2000 ETF
VTWO
$17.8B
$65K ﹤0.01%
970
+38
+4% +$2.41K
HRC
1087
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$65K ﹤0.01%
575
-397
-41% -$41.8K
FSK icon
1088
FS KKR Capital
FSK
$3.09B
$64K ﹤0.01%
2,615
– –
ATLC icon
1089
Atlanticus Holdings
ATLC
$1.68B
$63K ﹤0.01%
7,000
– –
CCD
1090
Calamos Dynamic Convertible & Income Fund
CCD
$728M
$63K ﹤0.01%
+3,000
New +$62.1K
HACK icon
1091
Amplify Cybersecurity ETF
HACK
$2.88B
$63K ﹤0.01%
+1,516
New +$60.7K
TRP icon
1092
TC Energy
TRP
$66.5B
$63K ﹤0.01%
1,185
+435
+58% +$22.3K
DNKN
1093
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$63K ﹤0.01%
831
-108
-12% -$8.16K
AVAV icon
1094
AeroVironment
AVAV
$8.51B
$62K ﹤0.01%
1,000
– –
HRL icon
1095
Hormel Foods
HRL
$13.9B
$62K ﹤0.01%
1,385
+390
+39% +$16.8K
NCV
1096
Virtus Convertible & Income Fund
NCV
$388M
$62K ﹤0.01%
2,679
– –
SWK icon
1097
Stanley Black & Decker
SWK
$15.6B
$62K ﹤0.01%
372
+270
+265% +$41.8K
XT icon
1098
iShares Future Exponential Technologies ETF
XT
$3.93B
$62K ﹤0.01%
1,453
– –
BSX icon
1099
Boston Scientific
BSX
$69.2B
$61K ﹤0.01%
1,353
+361
+36% +$15.1K
DON icon
1100
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$61K ﹤0.01%
1,607
-1,424
-47% -$52.7K
42 43
44
45 46

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.