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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
1051
iShares China Large-Cap ETF
FXI
$4.31B
$3.17M 0.01%
82,899
+5,553
+7% +$220K
VUSB icon
1052
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$3.17M 0.01%
63,631
+21,326
+50% +$1.06M
TBLD
1053
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$3.16M 0.01%
157,334
+15,912
+11% +$318K
OMC icon
1054
Omnicom Group
OMC
$23.4B
$3.15M 0.01%
39,053
-29,336
-43% -$2.24M
RRC icon
1055
Range Resources
RRC
$8.95B
$3.15M 0.01%
89,315
+7,541
+9% +$281K
SPYD icon
1056
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$3.15M 0.01%
72,787
-15,208
-17% -$659K
FBND icon
1057
Fidelity Total Bond ETF
FBND
$27.3B
$3.14M 0.01%
68,292
+20,952
+44% +$972K
FTC icon
1058
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$3.14M 0.01%
19,621
+1,318
+7% +$211K
HII icon
1059
Huntington Ingalls Industries
HII
$12.8B
$3.14M 0.01%
9,219
+364
+4% +$113K
SDOG icon
1060
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$3.13M 0.01%
51,790
-1,673
-3% -$100K
GNRC icon
1061
Generac Holdings
GNRC
$12.5B
$3.13M 0.01%
22,951
+8,026
+54% +$1.3M
EW icon
1062
Edwards Lifesciences
EW
$51.7B
$3.13M 0.01%
36,707
+922
+3% +$75.7K
CGBL icon
1063
Capital Group Core Balanced ETF
CGBL
$7.42B
$3.12M 0.01%
88,296
+51,396
+139% +$1.8M
UFOX
1064
Defiance Space and Connective Tech ETF
UFOX
$911M
$3.11M 0.01%
48,782
+78
+0.2% +$5.04K
PREF icon
1065
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$3.11M 0.01%
162,835
+43,796
+37% +$836K
TAFI icon
1066
AB Tax-Aware Short Duration Municipal ETF
TAFI
$1.38B
$3.09M 0.01%
122,602
+30,751
+33% +$777K
TLN
1067
Talen Energy Corp
TLN
$16.7B
$3.09M 0.01%
8,243
+689
+9% +$268K
ALLE icon
1068
Allegion
ALLE
$14.4B
$3.08M 0.01%
19,372
+2,717
+16% +$453K
DOL icon
1069
WisdomTree True Developed International Fund
DOL
$845M
$3.07M 0.01%
46,696
+2,991
+7% +$190K
DD icon
1070
DuPont de Nemours
DD
$19.2B
$3.04M 0.01%
25,170
-27,183
-52% -$3.06M
NVG icon
1071
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$3.03M 0.01%
239,202
-22,299
-9% -$280K
CHD icon
1072
Church & Dwight Co
CHD
$24.5B
$3.02M 0.01%
36,051
-4,823
-12% -$412K
BBEU icon
1073
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$3.02M 0.01%
41,177
+29,231
+245% +$2.08M
MMIN icon
1074
IQ MacKay Municipal Insured ETF
MMIN
$468M
$3.02M 0.01%
125,988
-15,651
-11% -$375K
BTT icon
1075
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$3.01M 0.01%
132,090
+8,055
+6% +$181K
41 42
43
44 45

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.