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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGRO icon
1051
JPMorgan Active Growth ETF
JGRO
$10B
$1.79M ﹤0.01%
+22,061
New +$1.77M
MUFG icon
1052
Mitsubishi UFJ Financial
MUFG
$254B
$1.79M ﹤0.01%
152,526
+98,562
+183% +$1.11M
PFFV icon
1053
Global X Variable Rate Preferred ETF
PFFV
$304M
$1.78M ﹤0.01%
75,392
+18,956
+34% +$456K
PREF icon
1054
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$1.78M ﹤0.01%
95,423
+1,444
+2% +$27K
GSBD icon
1055
Goldman Sachs BDC
GSBD
$1.1B
$1.78M ﹤0.01%
146,758
-178,168
-55% -$2.34M
DBEF icon
1056
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.77M ﹤0.01%
42,764
+97
+0.2% +$4.06K
HFXI icon
1057
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.06B
$1.77M ﹤0.01%
67,881
+403
+0.6% +$10.8K
PATH icon
1058
UiPath
PATH
$7.8B
$1.76M ﹤0.01%
138,552
-161,137
-54% -$2.13M
XAR icon
1059
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$1.76M ﹤0.01%
+10,585
New +$1.75M
FSMB icon
1060
First Trust Short Duration Managed Municipal ETF
FSMB
$625M
$1.75M ﹤0.01%
88,407
-204
-0.2% -$4.07K
BSTZ icon
1061
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$1.75M ﹤0.01%
84,681
+9,340
+12% +$193K
LEN icon
1062
Lennar Class A
LEN
$21.2B
$1.75M ﹤0.01%
13,189
+541
+4% +$87.9K
ARMK icon
1063
Aramark
ARMK
$14.7B
$1.74M ﹤0.01%
46,652
+950
+2% +$36.9K
KNX icon
1064
Knight Transportation
KNX
$11.4B
$1.74M ﹤0.01%
32,737
+12,628
+63% +$687K
PCAR icon
1065
PACCAR
PCAR
$70.1B
$1.73M ﹤0.01%
16,577
+764
+5% +$83.6K
SU icon
1066
Suncor Energy
SU
$70.3B
$1.73M ﹤0.01%
48,502
+2,053
+4% +$79K
MMU
1067
Western Asset Managed Municipals Fund
MMU
$554M
$1.73M ﹤0.01%
169,169
-17,207
-9% -$181K
ISCB icon
1068
iShares Morningstar Small-Cap ETF
ISCB
$292M
$1.71M ﹤0.01%
29,167
-99
-0.3% -$5.99K
BMEZ icon
1069
BlackRock Health Sciences Trust II
BMEZ
$998M
$1.71M ﹤0.01%
118,445
+45,616
+63% +$706K
TXT icon
1070
Textron
TXT
$15.4B
$1.7M ﹤0.01%
22,185
-1,229
-5% -$103K
NMZ icon
1071
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$1.7M ﹤0.01%
156,831
-13,757
-8% -$155K
FIS icon
1072
Fidelity National Information Services
FIS
$22.1B
$1.7M ﹤0.01%
20,987
-1,895
-8% -$163K
FXG icon
1073
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.69M ﹤0.01%
26,332
+256
+1% +$17.2K
VGLT icon
1074
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$1.69M ﹤0.01%
30,448
+12,557
+70% +$728K
FJUN icon
1075
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
$1.68M ﹤0.01%
32,786
+3,055
+10% +$157K
41 42
43
44 45

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.