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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
1051
AB InBev
BUD
$165B
$455K ﹤0.01%
7,266
+339
+5% +$21.9K
IYH icon
1052
iShares US Healthcare ETF
IYH
$3.71B
$454K ﹤0.01%
9,020
+330
+4% +$16.6K
KBE icon
1053
State Street SPDR S&P Bank ETF
KBE
$1.71B
$454K ﹤0.01%
8,755
+4,409
+101% +$215K
DRIV icon
1054
Global X Autonomous & Electric Vehicles ETF
DRIV
$394M
$453K ﹤0.01%
17,073
+14,782
+645% +$398K
DFNL icon
1055
Davis Select Financial ETF
DFNL
$491M
$451K ﹤0.01%
16,106
-32,512
-67% -$853K
MTCH icon
1056
Match Group
MTCH
$8.55B
$451K ﹤0.01%
3,291
+1,542
+88% +$232K
ETG
1057
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$446K ﹤0.01%
23,365
+7,013
+43% +$129K
FERG icon
1058
Ferguson
FERG
$49.8B
$443K ﹤0.01%
+3,691
New +$450K
JHEM icon
1059
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$442K ﹤0.01%
14,470
+630
+5% +$19.5K
ATRA icon
1060
Atara Biotherapeutics
ATRA
$76.1M
$441K ﹤0.01%
1,230
+330
+37% +$146K
FXU icon
1061
First Trust Utilities AlphaDEX Fund
FXU
$825M
$440K ﹤0.01%
14,785
-3,589
-20% -$102K
SNCE
1062
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$440K ﹤0.01%
+2,170
New +$472K
IT icon
1063
Gartner
IT
$11.7B
$439K ﹤0.01%
2,413
+1,225
+103% +$213K
HES
1064
DELISTED
Hess
HES
$437K ﹤0.01%
6,192
-407
-6% -$26K
HYGV icon
1065
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$435K ﹤0.01%
8,800
– –
WES icon
1066
Western Midstream Partners
WES
$19.3B
$435K ﹤0.01%
23,408
+240
+1% +$4.08K
PDBC icon
1067
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$433K ﹤0.01%
25,147
+23,176
+1,176% +$390K
XSLV icon
1068
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$433K ﹤0.01%
9,454
-430
-4% -$19.1K
CTG
1069
DELISTED
Computer Task Group, Inc.
CTG
$432K ﹤0.01%
45,285
– –
WPRT
1070
Westport Fuel Systems
WPRT
$35.7M
$431K ﹤0.01%
6,000
– –
DMO
1071
Western Asset Mortgage Opportunity Fund
DMO
$120M
$430K ﹤0.01%
29,403
-1,629
-5% -$23.5K
GMAB icon
1072
Genmab
GMAB
$19.5B
$430K ﹤0.01%
13,136
+3,176
+32% +$119K
TCPC icon
1073
BlackRock TCP Capital
TCPC
$345M
$429K ﹤0.01%
31,021
-119,648
-79% -$1.52M
W icon
1074
Wayfair
W
$14.6B
$429K ﹤0.01%
1,365
+290
+27% +$85.6K
MKL icon
1075
Markel Group
MKL
$23.2B
$426K ﹤0.01%
375
+15
+4% +$16.2K
41 42
43
44 45

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.