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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXR icon
1026
First Trust Nasdaq Transportation ETF
FTXR
$1.06B
$772K ﹤0.01%
22,728
-29,751
-57% -$1M
PRF icon
1027
Invesco FTSE RAFI US 1000 ETF
PRF
$9.95B
$770K ﹤0.01%
24,020
+10,995
+84% +$350K
SYLD icon
1028
Cambria Shareholder Yield ETF
SYLD
$1.01B
$768K ﹤0.01%
12,000
– –
ZS icon
1029
Zscaler
ZS
$26.3B
$768K ﹤0.01%
3,561
-7,264
-67% -$1.38M
ATAXZ
1030
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$768K ﹤0.01%
114,000
-49,731
-30% -$335K
RSPH icon
1031
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$766K ﹤0.01%
26,160
+1,100
+4% +$31.1K
OLLI icon
1032
Ollie's Bargain Outlet
OLLI
$4.71B
$765K ﹤0.01%
9,099
+2,040
+29% +$177K
IGHG icon
1033
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$757K ﹤0.01%
9,900
+7,180
+264% +$548K
NVST icon
1034
Envista
NVST
$4.43B
$754K ﹤0.01%
17,463
+17,317
+11,861% +$751K
NVG icon
1035
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$753K ﹤0.01%
42,185
+30,685
+267% +$532K
XME icon
1036
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$752K ﹤0.01%
17,479
-44,588
-72% -$1.94M
FXH icon
1037
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$751K ﹤0.01%
6,420
+150
+2% +$17.1K
FPX icon
1038
First Trust US Equity Opportunities ETF
FPX
$1.49B
$747K ﹤0.01%
5,862
+4,660
+388% +$568K
USTB icon
1039
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.33B
$746K ﹤0.01%
14,384
– –
SEE
1040
DELISTED
Sealed Air
SEE
$745K ﹤0.01%
12,602
+456
+4% +$24.6K
ULST icon
1041
State Street Ultra Short Term Bond ETF
ULST
$526M
$736K ﹤0.01%
18,200
-422
-2% -$17.1K
PDI icon
1042
PIMCO Dynamic Income Fund
PDI
$7.4B
$735K ﹤0.01%
25,513
+24,019
+1,608% +$694K
QFTA.U
1043
DELISTED
Quantum FinTech Acquisition Corporation Units, each consisting of one share of Common Stock and one Warrant
QFTA.U
$733K ﹤0.01%
73,150
+19,000
+35% +$191K
CALF icon
1044
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.74B
$732K ﹤0.01%
+16,430
New +$706K
FAB icon
1045
First Trust Multi Cap Value AlphaDEX Fund
FAB
$170M
$732K ﹤0.01%
10,308
+88
+0.9% +$6.33K
MHD icon
1046
BlackRock MuniHoldings Fund
MHD
$605M
$728K ﹤0.01%
43,441
– –
EMLC icon
1047
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
$723K ﹤0.01%
23,049
+19,242
+505% +$606K
EWY icon
1048
iShares MSCI South Korea ETF
EWY
$23.9B
$723K ﹤0.01%
7,764
+311
+4% +$28.6K
IYH icon
1049
iShares US Healthcare ETF
IYH
$3.49B
$720K ﹤0.01%
13,215
+4,195
+47% +$222K
FXN icon
1050
First Trust Energy AlphaDEX Fund
FXN
$369M
$719K ﹤0.01%
+63,018
New +$671K
40 41
42
43 44

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.