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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
926
DELISTED
Electronic Arts
EA
$480K ﹤0.01%
3,352
+870
+35% +$112K
TWO
927
Two Harbors Investment
TWO
$1.27B
$476K ﹤0.01%
18,714
-6,211
-25% -$147K
BBJP icon
928
JPMorgan BetaBuilders Japan ETF
BBJP
$18.9B
$473K ﹤0.01%
8,476
+67
+0.8% +$3.51K
MDIV icon
929
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$472K ﹤0.01%
31,453
+19,430
+162% +$281K
EFAS icon
930
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$469K ﹤0.01%
32,000
– –
DON icon
931
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$467K ﹤0.01%
13,436
-495
-4% -$16.1K
XEL icon
932
Xcel Energy
XEL
$48.8B
$466K ﹤0.01%
7,000
+1,534
+28% +$107K
A icon
933
Agilent Technologies
A
$41.2B
$464K ﹤0.01%
3,924
+207
+6% +$22.9K
HYLB icon
934
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$459K ﹤0.01%
11,470
+1,839
+19% +$72.3K
LEO
935
BNY Mellon Strategic Municipals
LEO
$387M
$459K ﹤0.01%
54,076
-4,000
-7% -$33.3K
SPSM icon
936
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$458K ﹤0.01%
12,800
-170
-1% -$5.45K
EBAY icon
937
eBay
EBAY
$49.8B
$457K ﹤0.01%
9,110
+969
+12% +$49.5K
SCM icon
938
Stellus Capital Investment Corp
SCM
$243M
$457K ﹤0.01%
42,021
-3,312
-7% -$32.8K
SDGR icon
939
Schrodinger
SDGR
$1.36B
$457K ﹤0.01%
5,775
+3,580
+163% +$225K
MMP
940
DELISTED
Magellan Midstream Partners, L.P.
MMP
$457K ﹤0.01%
10,788
-252
-2% -$10.1K
BBEU icon
941
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$456K ﹤0.01%
8,738
+40
+0.5% +$1.96K
SONO icon
942
Sonos
SONO
$1.85B
$456K ﹤0.01%
19,500
+15,500
+388% +$289K
FTDS icon
943
First Trust Dividend Strength ETF
FTDS
$39.2M
$454K ﹤0.01%
11,179
-437
-4% -$16.3K
QDEL icon
944
QuidelOrtho
QDEL
$838M
$454K ﹤0.01%
2,529
+2,254
+820% +$501K
EYE icon
945
National Vision
EYE
$1.81B
$452K ﹤0.01%
10,000
-4,000
-29% -$174K
PCAR icon
946
PACCAR
PCAR
$70.1B
$450K ﹤0.01%
7,845
-2,591
-25% -$152K
QQQJ icon
947
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$450K ﹤0.01%
+14,600
New +$413K
RH icon
948
RH
RH
$3.71B
$449K ﹤0.01%
+1,006
New +$415K
FCA icon
949
First Trust China AlphaDEX Fund
FCA
$33.3M
$447K ﹤0.01%
15,541
-513
-3% -$14.2K
FNCL icon
950
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$443K ﹤0.01%
10,500
– –
36 37
38
39 40

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.