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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
926
Lincoln National
LNC
$8.93B
$112K ﹤0.01%
1,897
-12
-0.6% -$706
CLX icon
927
Clorox
CLX
$12.6B
$111K ﹤0.01%
721
+482
+202% +$72K
DEM icon
928
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$111K ﹤0.01%
2,428
+1,200
+98% +$52.1K
NUE icon
929
Nucor
NUE
$62.4B
$111K ﹤0.01%
1,968
+294
+18% +$16K
UBS icon
930
UBS Group
UBS
$176B
$111K ﹤0.01%
8,791
-805
-8% -$9.57K
XYLD icon
931
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$111K ﹤0.01%
2,195
– –
CSQ icon
932
Calamos Strategic Total Return Fund
CSQ
$3.34B
$110K ﹤0.01%
8,114
– –
DPZ icon
933
Domino's
DPZ
$12.1B
$110K ﹤0.01%
376
+211
+128% +$58.2K
INSG icon
934
Inseego
INSG
$120M
$110K ﹤0.01%
+1,500
New +$86.6K
MAA icon
935
Mid-America Apartment Communities
MAA
$15.6B
$110K ﹤0.01%
832
-42
-5% -$5.62K
NYF icon
936
iShares New York Muni Bond ETF
NYF
$1.39B
$110K ﹤0.01%
1,935
– –
RACE icon
937
Ferrari
RACE
$71.4B
$110K ﹤0.01%
667
+184
+38% +$29.8K
RARE icon
938
Ultragenyx Pharmaceutical
RARE
$2.47B
$110K ﹤0.01%
2,577
-160
-6% -$6.6K
SNPS icon
939
Synopsys
SNPS
$77.1B
$110K ﹤0.01%
789
+240
+44% +$32.9K
ANSS
940
DELISTED
Ansys
ANSS
$109K ﹤0.01%
422
+175
+71% +$41.4K
CDNS icon
941
Cadence Design Systems
CDNS
$92.6B
$109K ﹤0.01%
1,564
+119
+8% +$7.98K
ESGV icon
942
Vanguard ESG US Stock ETF
ESGV
$13.6B
$109K ﹤0.01%
1,923
+364
+23% +$19.7K
GNR icon
943
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$109K ﹤0.01%
+2,355
New +$105K
HOLX
944
DELISTED
Hologic
HOLX
$109K ﹤0.01%
2,094
+34
+2% +$1.69K
QLC icon
945
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
$109K ﹤0.01%
+2,963
New +$104K
TLTD icon
946
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$681M
$109K ﹤0.01%
+1,683
New +$106K
CTXS
947
DELISTED
Citrix Systems Inc
CTXS
$109K ﹤0.01%
983
+174
+22% +$18.7K
SPFF icon
948
Global X SuperIncome Preferred ETF
SPFF
$142M
$108K ﹤0.01%
9,182
+11
+0.1% +$129
WPX
949
DELISTED
WPX Energy, Inc.
WPX
$108K ﹤0.01%
7,859
-16,382
-68% -$175K
AEG icon
950
Aegon
AEG
$14B
$107K ﹤0.01%
25,687
-535
-2% -$2.18K
36 37
38
39 40

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.