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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEY icon
901
KeyCorp
KEY
$24.4B
$4.74M 0.01%
229,568
+4,266
+2% +$79.4K
TFI icon
902
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$4.73M 0.01%
103,505
+89,750
+652% +$4.1M
AIG icon
903
American International
AIG
$41.3B
$4.72M 0.01%
55,212
+13,844
+33% +$1.11M
TFLO icon
904
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$4.72M 0.01%
93,474
+51,317
+122% +$2.59M
MEGI
905
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
$4.7M 0.01%
341,768
+2,268
+0.7% +$32.1K
BMNR
906
BitMine Immersion Technologies
BMNR
$11.4B
$4.68M 0.01%
172,425
-107,961
-39% -$4.38M
BXSL icon
907
Blackstone Secured Lending
BXSL
$5.72B
$4.67M 0.01%
177,278
-30,870
-15% -$829K
ICOW icon
908
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.87B
$4.65M 0.01%
120,114
+20,016
+20% +$762K
ETY icon
909
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$4.64M 0.01%
302,634
+3,620
+1% +$56.1K
CLSE icon
910
Convergence Long/Short Equity ETF
CLSE
$829M
$4.64M 0.01%
169,688
+169,258
+39,362% +$4.52M
AOS icon
911
A.O. Smith
AOS
$8.7B
$4.64M 0.01%
69,332
-2,977
-4% -$201K
CAKE icon
912
Cheesecake Factory
CAKE
$5.33B
$4.61M 0.01%
91,357
+23,448
+35% +$1.18M
VTHR icon
913
Vanguard Russell 3000 ETF
VTHR
$4.85B
$4.6M 0.01%
15,304
– –
FPEI icon
914
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$4.57M 0.01%
235,810
+37,726
+19% +$731K
NZF icon
915
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$4.54M 0.01%
360,918
-9,183
-2% -$116K
BCS icon
916
Barclays
BCS
$94.1B
$4.52M 0.01%
177,633
+7,889
+5% +$175K
YUM icon
917
Yum! Brands
YUM
$41.1B
$4.5M 0.01%
29,716
+51
+0.2% +$7.55K
EXG icon
918
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$4.49M 0.01%
471,129
+76,849
+19% +$707K
EXPE icon
919
Expedia Group
EXPE
$37.3B
$4.47M 0.01%
15,765
+7,062
+81% +$1.74M
FISV
920
Fiserv Inc
FISV
$27.9B
$4.46M 0.01%
66,419
-31,761
-32% -$2.66M
EEMX icon
921
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$177M
$4.45M 0.01%
104,402
+37,987
+57% +$1.61M
VRP icon
922
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$4.44M 0.01%
182,295
+7,154
+4% +$176K
NTAP icon
923
NetApp
NTAP
$37.2B
$4.39M 0.01%
40,967
+19,113
+87% +$2.18M
STLD icon
924
Steel Dynamics
STLD
$37.6B
$4.34M 0.01%
25,640
+801
+3% +$127K
TRGP icon
925
Targa Resources
TRGP
$55.1B
$4.34M 0.01%
23,529
-5,256
-18% -$885K
35 36
37
38 39

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.