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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAC icon
901
USA Compression Partners
USAC
$3.74B
$1.37M 0.01%
78,762
+1,966
+3% +$34.8K
FFA
902
First Trust Enhanced Equity Income Fund
FFA
$467M
$1.37M 0.01%
93,241
-3,873
-4% -$65.3K
EFAV icon
903
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.37M 0.01%
24,000
-19,093
-44% -$1.2M
IEP icon
904
Icahn Enterprises
IEP
$5.3B
$1.36M 0.01%
27,373
+441
+2% +$22.8K
NEWR
905
DELISTED
New Relic, Inc.
NEWR
$1.35M 0.01%
23,594
-15,409
-40% -$924K
GHY
906
PGIM Global High Yield Fund
GHY
$483M
$1.34M 0.01%
126,599
-2,342
-2% -$27.2K
TIGO icon
907
Millicom
TIGO
$16.3B
$1.34M 0.01%
117,300
– –
AMJ
908
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.34M 0.01%
66,640
-875
-1% -$18.3K
FTSL icon
909
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.32M 0.01%
29,979
+8,792
+41% +$397K
SIZE icon
910
iShares MSCI USA Size Factor ETF
SIZE
$442M
$1.32M 0.01%
12,675
+157
+1% +$18.2K
HUBG icon
911
HUB Group
HUBG
$2.92B
$1.32M 0.01%
38,322
+38,030
+13,024% +$1.45M
HTGC icon
912
Hercules Capital
HTGC
$3.23B
$1.32M 0.01%
113,914
+1
+0% +$14
AZO icon
913
AutoZone
AZO
$51.1B
$1.32M 0.01%
616
+141
+30% +$307K
GNMA icon
914
iShares GNMA Bond ETF
GNMA
$423M
$1.32M 0.01%
30,649
-1,722
-5% -$78.3K
OKE icon
915
Oneok
OKE
$54.5B
$1.32M 0.01%
25,754
-16,490
-39% -$981K
BIDU icon
916
Baidu
BIDU
$37.2B
$1.32M 0.01%
11,211
-1,050
-9% -$143K
YUM icon
917
Yum! Brands
YUM
$41.1B
$1.31M 0.01%
12,303
+918
+8% +$107K
BNT
918
Brookfield Wealth Solutions
BNT
$12.2B
$1.31M 0.01%
47,958
+1,971
+4% +$63.2K
WEC icon
919
WEC Energy
WEC
$35.1B
$1.3M 0.01%
14,596
+1,493
+11% +$153K
ZM icon
920
Zoom
ZM
$30.6B
$1.3M 0.01%
17,753
+2,113
+14% +$201K
AVLR
921
DELISTED
Avalara, Inc.
AVLR
$1.29M 0.01%
14,126
+878
+7% +$78.7K
IBDP
922
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.29M 0.01%
53,060
+10,708
+25% +$264K
MSI icon
923
Motorola Solutions
MSI
$77.4B
$1.28M 0.01%
5,745
-3,965
-41% -$936K
FTAI icon
924
FTAI Aviation
FTAI
$22.2B
$1.28M 0.01%
85,665
-14,753
-15% -$255K
FAX
925
abrdn Asia-Pacific Income Fund
FAX
$600M
$1.28M 0.01%
84,646
+7,703
+10% +$128K
35 36
37
38 39

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.