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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $717K | ﹤0.01% |
+25,936
| New | +$721K |
|
902
iShares Russell 1000 ETF
IWB
$50.1B
| $716K | ﹤0.01% |
3,201
+69
| +2% | +$15.1K |
|
903
Cardinal Health
CAH
$55.4B
| $712K | ﹤0.01% |
11,731
+5,584
| +91% | +$308K |
|
904
Idacorp
IDA
$8.2B
| $712K | ﹤0.01% |
7,122
+1,172
| +20% | +$107K |
|
905
FuelCell Energy
FCEL
$1.63B
| $711K | ﹤0.01% |
1,647
+383
| +30% | +$205K |
|
906
FirstEnergy
FE
$27.5B
| $710K | ﹤0.01% |
20,470
+17,853
| +682% | +$583K |
|
907
Smith & Nephew
SNN
$12.6B
| $710K | ﹤0.01% |
18,771
+279
| +2% | +$11.5K |
|
908
Vir Biotechnology
VIR
$1.49B
| $709K | ﹤0.01% |
13,832
+9,001
| +186% | +$485K |
|
909
Healthpeak Properties
DOC
$14.8B
| $706K | ﹤0.01% |
22,265
+213
| +1% | +$6.47K |
|
910
American Financial Group
AFG
$12.1B
| $705K | ﹤0.01% |
6,187
+96
| +2% | +$9.92K |
|
911
First Trust Multi Cap Value AlphaDEX Fund
FAB
$171M
| $705K | ﹤0.01% |
10,220
+1,921
| +23% | +$124K |
|
912
Silicon Motion
SIMO
$8.68B
| $705K | ﹤0.01% |
11,883
+4,983
| +72% | +$283K |
|
913
Outset Medical
OM
$90.8M
| $704K | ﹤0.01% |
864
-16
| -2% | -$12.3K |
|
|
RDUS
914
DELISTED
Radius Health, Inc.
RDUS
| $703K | ﹤0.01% |
33,737
| – | – |
|
|
CVGW
915
DELISTED
Calavo Growers
CVGW
| $700K | ﹤0.01% |
9,017
+17
| +0.2% | +$1.3K |
|
916
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.13B
| $700K | ﹤0.01% |
13,862
+13,382
| +2,788% | +$676K |
|
917
J.M. Smucker
SJM
$12.8B
| $698K | ﹤0.01% |
5,525
-302
| -5% | -$35.6K |
|
918
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
| $697K | ﹤0.01% |
10,660
+7,481
| +235% | +$481K |
|
919
BlackRock MuniHoldings Fund
MHD
$606M
| $695K | ﹤0.01% |
43,441
+36,441
| +521% | +$589K |
|
920
VanEck Low Carbon Energy ETF
SMOG
$134M
| $694K | ﹤0.01% |
4,421
+303
| +7% | +$52K |
|
921
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
| $693K | ﹤0.01% |
7,100
+731
| +11% | +$72.4K |
|
922
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $691K | ﹤0.01% |
12,088
-1,262
| -9% | -$69.2K |
|
923
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
| $685K | ﹤0.01% |
47,535
+2,035
| +4% | +$29.2K |
|
924
Centene
CNC
$32.5B
| $684K | ﹤0.01% |
10,721
-29,902
| -74% | -$1.85M |
|
925
Thomson Reuters
TRI
$44.1B
| $682K | ﹤0.01% |
7,403
+6,286
| +563% | +$559K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.