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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
eBay
EBAY
$49.8B
| $423K | ﹤0.01% |
8,141
+2,801
| +52% | +$154K |
|
827
First Trust China AlphaDEX Fund
FCA
$33.3M
| $418K | ﹤0.01% |
16,054
-245
| -2% | -$6.57K |
|
828
JPMorgan BetaBuilders Japan ETF
BBJP
$18.9B
| $414K | ﹤0.01% |
8,409
+3,252
| +63% | +$155K |
|
829
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
| $413K | ﹤0.01% |
8,246
+3,844
| +87% | +$193K |
|
830
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $410K | ﹤0.01% |
13,407
-211
| -2% | -$6.49K |
|
831
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
| $409K | ﹤0.01% |
+8,800
| New | +$409K |
|
832
D.R. Horton
DHI
$42.3B
| $407K | ﹤0.01% |
5,391
+846
| +19% | +$57.8K |
|
|
FAX
833
abrdn Asia-Pacific Income Fund
FAX
$600M
| $407K | ﹤0.01% |
17,018
+1,576
| +10% | +$38K |
|
834
Suncor Energy
SU
$70.3B
| $407K | ﹤0.01% |
33,424
+8,414
| +34% | +$132K |
|
835
BlackRock MuniYield Quality Fund
MQY
$817M
| $406K | ﹤0.01% |
25,408
+18,293
| +257% | +$294K |
|
|
WPX
836
DELISTED
WPX Energy, Inc.
WPX
| $403K | ﹤0.01% |
82,321
-1,345
| -2% | -$7.44K |
|
837
WisdomTree US MidCap Dividend Fund
DON
$4.09B
| $402K | ﹤0.01% |
13,931
-3,751
| -21% | -$111K |
|
838
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
| $402K | ﹤0.01% |
8,670
-112
| -1% | -$5.33K |
|
839
Sabesp
SBS
$18.7B
| $402K | ﹤0.01% |
250,349
+24,333
| +11% | +$47.4K |
|
840
Skyworks Solutions
SWKS
$10.6B
| $398K | ﹤0.01% |
2,737
+207
| +8% | +$28.8K |
|
841
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
| $397K | ﹤0.01% |
8,698
+1,998
| +30% | +$93.4K |
|
842
Cheniere Energy
CQP
$31.3B
| $397K | ﹤0.01% |
11,943
+1,040
| +10% | +$36.6K |
|
|
KSU
843
DELISTED
Kansas City Southern
KSU
| $396K | ﹤0.01% |
2,190
+907
| +71% | +$157K |
|
844
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $395K | ﹤0.01% |
13,310
+6,650
| +100% | +$198K |
|
845
Stellus Capital Investment Corp
SCM
$243M
| $394K | ﹤0.01% |
45,333
+2,712
| +6% | +$22.1K |
|
846
VanEck Short Muni ETF
SMB
$314M
| $394K | ﹤0.01% |
21,883
| – | – |
|
847
Targa Resources
TRGP
$55.1B
| $392K | ﹤0.01% |
27,997
+5,399
| +24% | +$94.8K |
|
848
Western Union
WU
$2.21B
| $390K | ﹤0.01% |
18,219
-2,272
| -11% | -$51.6K |
|
849
Devon Energy
DVN
$47.3B
| $387K | ﹤0.01% |
40,957
+10,616
| +35% | +$112K |
|
850
The GEO Group
GEO
$4.04B
| $387K | ﹤0.01% |
34,132
+4,182
| +14% | +$46.7K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.