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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Huntington Bancshares
HBAN
$35.5B
| $2.09M | 0.01% |
186,669
-11,687
| -6% | -$163K |
|
802
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
| $2.08M | 0.01% |
60,850
-5,617
| -8% | -$189K |
|
803
NIO
NIO
$11.9B
| $2.08M | 0.01% |
198,146
-367
| -0.2% | -$3.75K |
|
804
Coca-Cola Europacific Partners
CCEP
$47.9B
| $2.07M | 0.01% |
34,995
+3,454
| +11% | +$193K |
|
805
MP Materials
MP
$9.1B
| $2.07M | 0.01% |
73,413
-1,421
| -2% | -$43K |
|
|
FLG
806
Flagstar Bank National Association
FLG
$5.82B
| $2.07M | 0.01% |
76,298
+2,584
| +4% | +$69.9K |
|
807
Plains All American Pipeline
PAA
$16.1B
| $2.06M | 0.01% |
165,704
+67,452
| +69% | +$842K |
|
808
Academy Sports + Outdoors
ASO
$2.98B
| $2.04M | 0.01% |
31,258
+31,091
| +18,617% | +$1.83M |
|
809
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $2.04M | 0.01% |
39,329
-628
| -2% | -$32.1K |
|
810
Ingersoll Rand
IR
$33.7B
| $2M | 0.01% |
34,442
+5,870
| +21% | +$331K |
|
|
BTX
811
BlackRock Technology and Private Equity Term Trust
BTX
$1B
| $2M | 0.01% |
249,023
-854,069
| -77% | -$6.36M |
|
812
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
| $2M | 0.01% |
170,750
| – | – |
|
813
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $1.99M | 0.01% |
242,488
+65,159
| +37% | +$543K |
|
|
CNH
814
CNH Industrial
CNH
$17.5B
| $1.98M | 0.01% |
129,599
+679
| +0.5% | +$11K |
|
|
KTF
815
DWS Municipal Income Trust
KTF
$352M
| $1.98M | 0.01% |
221,958
+142,458
| +179% | +$1.25M |
|
816
Cardinal Health
CAH
$55.4B
| $1.96M | 0.01% |
26,010
-38,585
| -60% | -$2.91M |
|
817
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
| $1.96M | 0.01% |
166,534
+50,558
| +44% | +$607K |
|
818
NatWest
NWG
$76.4B
| $1.95M | 0.01% |
295,285
| – | – |
|
819
FTAI Aviation
FTAI
$22.2B
| $1.95M | 0.01% |
69,662
-21,003
| -23% | -$496K |
|
820
Invesco Trust Investment Grade Municipals
VGM
$564M
| $1.95M | 0.01% |
195,966
+194,762
| +16,176% | +$1.95M |
|
821
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
| $1.94M | 0.01% |
55,455
-118,084
| -68% | -$4.04M |
|
822
Li Auto
LI
$12.7B
| $1.94M | 0.01% |
77,665
+778
| +1% | +$18.4K |
|
823
FT Vest Growth-100 Buffer ETF March
QMAR
$578M
| $1.94M | 0.01% |
87,300
| – | – |
|
824
OGE Energy
OGE
$9.71B
| $1.93M | 0.01% |
51,285
-15,105
| -23% | -$568K |
|
825
iShare MSCI Eurozone ETF
EZU
$9.91B
| $1.92M | 0.01% |
42,630
+1,150
| +3% | +$50.2K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.