Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF November DNOV Stock Holding History

Rockefeller Capital Management’s Portfolio DNOV Stock Details DNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$229K	Sell	4,785 -629	-12%	-$30.7K	﹤0.01%	2416
2025 Q4	$264K	Sell	5,414 -431	-7%	-$20.6K	﹤0.01%	2219
2025 Q3	$274K	Buy	+5,845	New	+$267K	﹤0.01%	2067
2024 Q4	–	Sell	-10,032	Closed	-$423K	–	1671
2024 Q3	$423K	Sell	10,032 -580	-5%	-$24.2K	﹤0.01%	1473
2024 Q2	$440K	Sell	10,612 -37,269	-78%	-$1.51M	﹤0.01%	1476
2024 Q1	$1.93M	Sell	47,881 -6,559	-12%	-$259K	0.01%	1018
2023 Q4	$2.11M	Sell	54,440 -80	-0.1%	-$2.94K	0.01%	892
2023 Q3	$1.93M	Sell	54,520 -3,253	-6%	-$119K	0.01%	857
2023 Q2	$2.1M	Sell	57,773 -3,077	-5%	-$107K	0.01%	825
2023 Q1	$2.08M	Sell	60,850 -5,617	-8%	-$189K	0.01%	802
2022 Q4	$2.17M	Buy	+66,467	New	+$2.19M	0.01%	725
2021 Q2	–	Sell	-1,612	Closed	-$54K	–	3467
2021 Q1	$54K	Buy	+1,612	New	+$54.1K	﹤0.01%	1858

Other funds holding DNOV

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

OAJ

Ogorek Anthony Joseph Williamsville, New York $365M AUM 18.21% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Waverly Advisors Birmingham, Alabama $13.4B AUM 18.56% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Rockefeller Capital Management's DNOV Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF November (DNOV) stake by 12% in Q1 2026, selling an estimated $30.7K and leaving 4,785 shares worth $229K. The position accounts for ﹤0.01% of the portfolio, ranked #2416.

Rockefeller Capital Management first reported a position in DNOV in Q1 2021 and has held it in 12 quarters since. The position peaked at $2.17M in Q4 2022. 121 funds tracked by Wall St. Rank hold DNOV as of Q1 2026.

Rockefeller Capital Management held 4,785 shares of FT Vest US Equity Deep Buffer ETF November worth $229K as of Q1 2026.
Rockefeller Capital Management sold 629 FT Vest US Equity Deep Buffer ETF November shares in Q1 2026, an estimated $30.7K.
FT Vest US Equity Deep Buffer ETF November made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2416 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF November in Q1 2021 and has held it in 12 quarters since.
Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF November position peaked at $2.17M in Q4 2022.
121 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF November as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.