We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
801
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
$6.97M 0.01%
123,112
+93,003
+309% +$5.41M
TOST icon
802
Toast
TOST
$18.8B
$6.95M 0.01%
262,346
+93,224
+55% +$2.78M
SLP icon
803
Simulations Plus
SLP
$371M
$6.95M 0.01%
587,636
+29,770
+5% +$439K
AEM icon
804
Agnico Eagle Mines
AEM
$71.9B
$6.94M 0.01%
34,190
-2,861
-8% -$596K
MCO icon
805
Moody's
MCO
$83.9B
$6.93M 0.01%
15,889
+2,393
+18% +$1.13M
LINE
806
Lineage Inc
LINE
$9.7B
$6.92M 0.01%
211,239
+52,861
+33% +$1.96M
DFAS icon
807
Dimensional US Small Cap ETF
DFAS
$15.5B
$6.85M 0.01%
96,361
-12,449
-11% -$914K
AGYS icon
808
Agilysys
AGYS
$3.12B
$6.84M 0.01%
96,095
-174,927
-65% -$15.2M
SMMD icon
809
iShares Russell 2500 ETF
SMMD
$3.59B
$6.83M 0.01%
89,459
+11,071
+14% +$873K
CRWV
810
CoreWeave
CRWV
$36.7B
$6.83M 0.01%
88,106
+21,483
+32% +$1.86M
QTUM icon
811
Defiance Quantum ETF
QTUM
$5.06B
$6.76M 0.01%
63,037
-9,173
-13% -$1.05M
CX icon
812
Cemex
CX
$17.3B
$6.75M 0.01%
590,310
-5,500
-0.9% -$65.6K
DTE icon
813
DTE Energy
DTE
$30.4B
$6.74M 0.01%
46,081
+16,569
+56% +$2.33M
CW icon
814
Curtiss-Wright
CW
$26.9B
$6.72M 0.01%
9,871
-1,129
-10% -$751K
CGMU icon
815
Capital Group Municipal Income ETF
CGMU
$6.4B
$6.72M 0.01%
247,569
-15,610
-6% -$431K
GRNY
816
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.28B
$6.72M 0.01%
281,519
+118,675
+73% +$2.96M
AJG icon
817
Arthur J. Gallagher & Co
AJG
$68.2B
$6.67M 0.01%
30,773
+900
+3% +$208K
ALB icon
818
Albemarle
ALB
$13.3B
$6.64M 0.01%
36,996
-6,689
-15% -$1.14M
CHKP icon
819
Check Point Software Technologies
CHKP
$14.1B
$6.64M 0.01%
46,457
-15,086
-25% -$2.53M
FMHI icon
820
First Trust Municipal High Income ETF
FMHI
$993M
$6.59M 0.01%
138,695
+10,401
+8% +$500K
PDBC icon
821
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$6.56M 0.01%
378,523
+187,205
+98% +$2.83M
EMBJ
822
Embraer S.A. ADS
EMBJ
$12.3B
$6.54M 0.01%
110,253
+54,804
+99% +$3.75M
SU icon
823
Suncor Energy
SU
$75.4B
$6.53M 0.01%
98,849
-118,605
-55% -$6.56M
FJUN icon
824
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$6.53M 0.01%
115,598
+57,887
+100% +$3.31M
SPTI icon
825
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$6.5M 0.01%
226,688
+28,929
+15% +$834K
31 32
33
34 35

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.