We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDNT icon
776
RadNet
RDNT
$5.69B
$2.42M 0.01%
85,930
+25,430
+42% +$792K
AVUS icon
777
Avantis US Equity ETF
AVUS
$14.4B
$2.42M 0.01%
33,017
+12,607
+62% +$958K
DG icon
778
Dollar General
DG
$27.9B
$2.4M 0.01%
22,679
+3,109
+16% +$463K
DLY
779
DoubleLine Yield Opportunities Fund
DLY
$690M
$2.39M 0.01%
162,122
+3,608
+2% +$52.5K
HDB icon
780
HDFC Bank
HDB
$121B
$2.38M 0.01%
80,734
-214
-0.3% -$6.97K
USPH icon
781
US Physical Therapy
USPH
$1.22B
$2.37M 0.01%
+25,783
New +$2.77M
DAPR icon
782
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
$2.36M 0.01%
77,824
-1,099
-1% -$33.9K
DHI icon
783
D.R. Horton
DHI
$42.3B
$2.35M 0.01%
21,837
-106,831
-83% -$12.8M
SLV icon
784
iShares Silver Trust
SLV
$30.7B
$2.34M 0.01%
115,149
-5,243
-4% -$113K
IVOO icon
785
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
$2.34M 0.01%
27,629
-5,235
-16% -$464K
ALNY icon
786
Alnylam Pharmaceuticals
ALNY
$29.3B
$2.33M 0.01%
+13,184
New +$2.52M
ROST icon
787
Ross Stores
ROST
$81.9B
$2.33M 0.01%
20,616
-102
-0.5% -$11.7K
FSMB icon
788
First Trust Short Duration Managed Municipal ETF
FSMB
$625M
$2.33M 0.01%
120,101
-17,574
-13% -$345K
BWXT icon
789
BWX Technologies
BWXT
$15.6B
$2.33M 0.01%
31,028
-1,609
-5% -$116K
SKYY icon
790
First Trust Cloud Computing ETF
SKYY
$3.12B
$2.33M 0.01%
30,631
-2,121
-6% -$165K
MUI
791
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.32M 0.01%
228,948
-1,525
-0.7% -$16.8K
LUV icon
792
Southwest Airlines
LUV
$23B
$2.3M 0.01%
84,967
-306,597
-78% -$10M
KRC icon
793
Kilroy Realty
KRC
$4.42B
$2.3M 0.01%
72,704
-110
-0.2% -$3.82K
IWY icon
794
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$2.3M 0.01%
14,935
+3,086
+26% +$492K
BSTZ icon
795
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$2.3M 0.01%
139,183
+1,492
+1% +$26.4K
WY icon
796
Weyerhaeuser
WY
$18.4B
$2.29M 0.01%
74,657
+2,205
+3% +$72.6K
STC icon
797
Stewart Information Services
STC
$2.08B
$2.29M 0.01%
+52,213
New +$2.36M
FDIS icon
798
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$2.28M 0.01%
32,686
+1,311
+4% +$96.3K
TRGP icon
799
Targa Resources
TRGP
$55.1B
$2.27M 0.01%
26,526
-1,195
-4% -$99K
HTGC icon
800
Hercules Capital
HTGC
$3.23B
$2.26M 0.01%
137,759
-686
-0.5% -$11.2K
30 31
32
33 34

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.