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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $1.85M | 0.01% |
22,074
+2,269
| +11% | +$183K |
|
777
WEC Energy
WEC
$35.1B
| $1.84M | 0.01% |
19,660
+5,064
| +35% | +$468K |
|
|
NOVA
778
DELISTED
Sunnova Energy
NOVA
| $1.83M | 0.01% |
101,941
+28,130
| +38% | +$566K |
|
779
AAR Corp
AIR
$5.76B
| $1.83M | 0.01% |
40,821
| – | – |
|
780
Aramark
ARMK
$14.7B
| $1.83M | 0.01% |
61,372
+237
| +0.4% | +$6.54K |
|
781
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
| $1.82M | 0.01% |
65,277
+2,040
| +3% | +$58.8K |
|
782
Snowflake
SNOW
$115B
| $1.82M | 0.01% |
12,690
-70,499
| -85% | -$10.8M |
|
|
DLY
783
DoubleLine Yield Opportunities Fund
DLY
$690M
| $1.82M | 0.01% |
138,489
+3,056
| +2% | +$41.2K |
|
784
MP Materials
MP
$9.1B
| $1.82M | 0.01% |
74,834
-300
| -0.4% | -$9.09K |
|
785
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $1.81M | 0.01% |
101,841
-24,795
| -20% | -$435K |
|
786
Invesco S&P 500 Revenue ETF
RWL
$9.86B
| $1.81M | 0.01% |
24,442
-8,227
| -25% | -$608K |
|
787
Lloyds Banking Group
LYG
$91.3B
| $1.8M | 0.01% |
820,059
-15,247
| -2% | -$31.4K |
|
788
MGM Resorts International
MGM
$11.2B
| $1.8M | 0.01% |
53,649
-1,184
| -2% | -$41K |
|
789
Hercules Capital
HTGC
$3.23B
| $1.79M | 0.01% |
135,516
+21,602
| +19% | +$294K |
|
790
Biogen
BIIB
$30.7B
| $1.79M | 0.01% |
6,465
+300
| +5% | +$84.7K |
|
791
Okta
OKTA
$25.8B
| $1.78M | 0.01% |
26,125
+8,307
| +47% | +$474K |
|
792
Belpointe PREP
OZ
$183M
| $1.78M | 0.01% |
17,835
| – | – |
|
793
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
| $1.77M | 0.01% |
35,032
-1,818
| -5% | -$94.6K |
|
794
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $1.77M | 0.01% |
37,368
+393
| +1% | +$19K |
|
795
Northern Trust
NTRS
$33.9B
| $1.76M | 0.01% |
19,943
+312
| +2% | +$27.3K |
|
|
MASI
796
DELISTED
Masimo
MASI
| $1.76M | 0.01% |
11,887
-126,326
| -91% | -$17.4M |
|
797
Targa Resources
TRGP
$55.1B
| $1.76M | 0.01% |
23,936
+351
| +1% | +$24.5K |
|
798
Millicom
TIGO
$16.3B
| $1.75M | 0.01% |
138,525
+21,225
| +18% | +$266K |
|
799
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
| $1.75M | 0.01% |
42,615
+62
| +0.1% | +$2.42K |
|
800
Coca-Cola Europacific Partners
CCEP
$47.9B
| $1.74M | 0.01% |
31,541
-14,178
| -31% | -$712K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.