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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
| $1.99M | 0.01% |
64,647
+23,197
| +56% | +$728K |
|
752
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $1.99M | 0.01% |
45,848
+45,312
| +8,454% | +$2M |
|
|
LGF.A
753
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $1.99M | 0.01% |
140,060
+70,060
| +100% | +$1.02M |
|
754
F5
FFIV
$22.7B
| $1.99M | 0.01% |
9,989
+170
| +2% | +$34K |
|
|
CTXS
755
DELISTED
Citrix Systems Inc
CTXS
| $1.98M | 0.01% |
18,486
+10,809
| +141% | +$1.17M |
|
756
Plains All American Pipeline
PAA
$16.1B
| $1.98M | 0.01% |
194,782
+20,763
| +12% | +$206K |
|
757
Sonoco
SON
$5.74B
| $1.97M | 0.01% |
33,121
+23,955
| +261% | +$1.53M |
|
758
HealthEquity
HQY
$8.75B
| $1.97M | 0.01% |
30,459
+131
| +0.4% | +$9.1K |
|
759
Archer Daniels Midland
ADM
$36.9B
| $1.97M | 0.01% |
32,824
+23,881
| +267% | +$1.43M |
|
760
SkinHealth Systems
SKIN
$85.7M
| $1.97M | 0.01% |
75,804
-200
| -0.3% | -$4.4K |
|
761
Apollo Global Management
APO
$73.4B
| $1.94M | 0.01% |
31,552
+3,953
| +14% | +$238K |
|
762
Motorola Solutions
MSI
$77.4B
| $1.94M | 0.01% |
8,364
+1,076
| +15% | +$250K |
|
|
ILPT
763
Industrial Logistics Properties Trust
ILPT
$586M
| $1.93M | 0.01% |
76,012
+5,449
| +8% | +$146K |
|
764
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $1.92M | 0.01% |
17,587
-1,251
| -7% | -$137K |
|
765
Hercules Capital
HTGC
$3.23B
| $1.92M | 0.01% |
115,604
-767
| -0.7% | -$13K |
|
766
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.92M | 0.01% |
35,294
+2,164
| +7% | +$121K |
|
767
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $1.92M | 0.01% |
38,274
-3,197
| -8% | -$160K |
|
|
GHY
768
PGIM Global High Yield Fund
GHY
$483M
| $1.92M | 0.01% |
124,550
-2,000
| -2% | -$31.4K |
|
769
Skyworks Solutions
SWKS
$10.6B
| $1.92M | 0.01% |
11,640
+5,199
| +81% | +$951K |
|
770
CRISPR Therapeutics
CRSP
$5.17B
| $1.91M | 0.01% |
17,093
+13,550
| +382% | +$1.7M |
|
771
First Trust Materials AlphaDEX Fund
FXZ
$398M
| $1.9M | 0.01% |
33,927
+6,417
| +23% | +$367K |
|
772
Twist Bioscience
TWST
$7.25B
| $1.9M | 0.01% |
17,738
+11,330
| +177% | +$1.3M |
|
773
KB Home
KBH
$3.59B
| $1.9M | 0.01% |
48,719
+8,888
| +22% | +$369K |
|
774
BlackRock MuniYield Quality Fund
MQY
$817M
| $1.89M | 0.01% |
116,524
-22,846
| -16% | -$382K |
|
|
MVF
775
DELISTED
BlackRock MuniVest Fund
MVF
| $1.89M | 0.01% |
199,181
+24,571
| +14% | +$240K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.