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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
726
iShares Silver Trust
SLV
$30.7B
$2.21M 0.01%
126,487
+9,074
+8% +$161K
FSK icon
727
FS KKR Capital
FSK
$3.44B
$2.2M 0.01%
130,066
+29,839
+30% +$622K
KSS icon
728
Kohl's
KSS
$2.19B
$2.2M 0.01%
87,581
-104,029
-54% -$3.03M
TDIV icon
729
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$2.19M 0.01%
50,211
+43,987
+707% +$2.24M
CG icon
730
Carlyle Group
CG
$17.2B
$2.19M 0.01%
84,899
-1,674
-2% -$55.1K
RWL icon
731
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$2.19M 0.01%
32,669
-14,047
-30% -$1.03M
MCHP icon
732
Microchip Technology
MCHP
$46B
$2.19M 0.01%
35,910
-8,596
-19% -$565K
SNPS icon
733
Synopsys
SNPS
$79.7B
$2.19M 0.01%
7,155
+49
+0.7% +$16.6K
CNH
734
CNH Industrial
CNH
$17.5B
$2.18M 0.01%
195,506
+156,764
+405% +$1.89M
JBL icon
735
Jabil
JBL
$35.8B
$2.18M 0.01%
37,753
-9,636
-20% -$561K
FPEI icon
736
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$2.17M 0.01%
126,636
-159,367
-56% -$2.88M
NAD icon
737
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$2.16M 0.01%
196,715
-5,981
-3% -$74.6K
POOL icon
738
Pool Corp
POOL
$7.5B
$2.16M 0.01%
6,787
-156
-2% -$55.7K
IGM icon
739
iShares Expanded Tech Sector ETF
IGM
$10.7B
$2.15M 0.01%
46,758
+570
+1% +$30K
KR icon
740
Kroger
KR
$34.8B
$2.14M 0.01%
49,043
+1,111
+2% +$52.8K
CPRT icon
741
Copart
CPRT
$27.5B
$2.14M 0.01%
80,560
-4,588
-5% -$137K
BNL icon
742
Broadstone Net Lease
BNL
$4.02B
$2.14M 0.01%
137,630
+137,148
+28,454% +$2.78M
FXO icon
743
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$2.14M 0.01%
58,046
+4,069
+8% +$166K
OTIS icon
744
Otis Worldwide
OTIS
$28.2B
$2.13M 0.01%
33,471
-42,734
-56% -$3.13M
SNA icon
745
Snap-on
SNA
$21.5B
$2.13M 0.01%
10,571
-5,319
-33% -$1.15M
KRBN icon
746
KraneShares Global Carbon Strategy ETF
KRBN
$143M
$2.13M 0.01%
57,198
– –
TEAM icon
747
Atlassian
TEAM
$37.8B
$2.12M 0.01%
10,077
-6,150
-38% -$1.44M
KBH icon
748
KB Home
KBH
$3.59B
$2.11M 0.01%
81,571
+3,338
+4% +$100K
GOF icon
749
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$2.11M 0.01%
137,511
-125,104
-48% -$2.08M
CPB icon
750
Campbell Soup
CPB
$6.87B
$2.11M 0.01%
44,788
+589
+1% +$28.9K
28 29
30
31 32

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.