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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
726
McCormick & Company Non-Voting
MKC
$13.9B
$8.77M 0.02%
173,924
-14,633
-8% -$932K
VSS icon
727
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$8.76M 0.02%
60,057
+2,363
+4% +$357K
FTSM icon
728
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$8.74M 0.02%
146,265
-57,769
-28% -$3.46M
XAR icon
729
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$8.71M 0.02%
34,296
-2,462
-7% -$674K
VSNT
730
Versant Media Group
VSNT
$5.27B
$8.7M 0.02%
+235,125
New +$7.92M
OWL icon
731
Blue Owl Capital
OWL
$6.63B
$8.7M 0.02%
953,246
+346,743
+57% +$4.19M
SCHB icon
732
Schwab US Broad Market ETF
SCHB
$42.9B
$8.62M 0.02%
343,298
-8,775
-2% -$230K
IGM icon
733
iShares Expanded Tech Sector ETF
IGM
$9.78B
$8.55M 0.02%
72,169
+2,306
+3% +$290K
SPYX icon
734
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$8.51M 0.02%
160,386
-1,543
-1% -$86K
CSPF
735
Cohen & Steers Preferred and Income Opportunities Active ETF
CSPF
$293M
$8.5M 0.02%
+331,589
New +$8.65M
DASH icon
736
DoorDash
DASH
$85.2B
$8.48M 0.02%
56,498
+10,540
+23% +$1.95M
PZA icon
737
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$8.45M 0.02%
367,891
-9,782
-3% -$228K
XLRE icon
738
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$8.44M 0.02%
206,667
+28,386
+16% +$1.19M
KNSA icon
739
Kiniksa Pharmaceuticals
KNSA
$6.11B
$8.35M 0.01%
173,438
– –
HFXI icon
740
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
$8.32M 0.01%
247,901
+2,726
+1% +$93.7K
SPLV icon
741
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$8.31M 0.01%
113,560
+9,347
+9% +$692K
EFAX icon
742
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$495M
$8.28M 0.01%
166,460
– –
BKNG icon
743
Booking.com
BKNG
$154B
$8.24M 0.01%
48,875
-34,300
-41% -$6.31M
POCT icon
744
Innovator US Equity Power Buffer ETF October
POCT
$959M
$8.23M 0.01%
190,888
+104,228
+120% +$4.57M
BG icon
745
Bunge Global
BG
$22.8B
$8.22M 0.01%
64,604
-3,036
-4% -$352K
RMBS icon
746
Rambus
RMBS
$9.49B
$8.21M 0.01%
95,452
+92,768
+3,456% +$9.26M
CPER icon
747
United States Copper Index Fund
CPER
$742M
$8.21M 0.01%
238,338
+231,243
+3,259% +$8.26M
NGVT icon
748
Ingevity
NGVT
$2.59B
$8.19M 0.01%
114,958
+20,128
+21% +$1.38M
FDVV icon
749
Fidelity High Dividend ETF
FDVV
$10.2B
$8.18M 0.01%
148,070
+213
+0.1% +$12.3K
PGX icon
750
Invesco Preferred ETF
PGX
$3.81B
$8.17M 0.01%
751,277
-6,780
-0.9% -$76.6K
28 29
30
31 32

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.