Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Rockefeller Capital Management’s Portfolio FTSM Stock Details FTSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$11.4M Buy
191,094
+44,829
+31% +$2.68M 0.02% 683
2026
Q1 		$8.74M Sell
146,265
-57,769
-28% -$3.46M 0.02% 728
2025
Q4 		$12.2M Buy
204,034
+70,191
+52% +$4.21M 0.02% 590
2025
Q3 		$8.02M Sell
133,843
-21,488
-14% -$1.29M 0.02% 694
2025
Q2 		$9.3M Buy
155,331
+15,658
+11% +$938K 0.02% 626
2025
Q1 		$8.36M Sell
139,673
-7,817
-5% -$468K 0.02% 619
2024
Q4 		$8.82M Buy
147,490
+17,981
+14% +$1.08M 0.02% 581
2024
Q3 		$7.75M Sell
129,509
-8,191
-6% -$491K 0.02% 599
2024
Q2 		$8.21M Sell
137,700
-31,656
-19% -$1.89M 0.02% 566
2024
Q1 		$10.1M Sell
169,356
-22,071
-12% -$1.32M 0.03% 498
2023
Q4 		$11.4M Buy
191,427
+16,579
+9% +$988K 0.04% 415
2023
Q3 		$10.4M Buy
174,848
+6,096
+4% +$363K 0.04% 407
2023
Q2 		$10M Buy
168,752
+19,708
+13% +$1.17M 0.04% 429
2023
Q1 		$8.87M Sell
149,044
-5,932
-4% -$353K 0.04% 447
2022
Q4 		$9.21M Buy
154,976
+85,765
+124% +$5.1M 0.05% 383
2022
Q3 		$4.11M Buy
69,211
+43,530
+170% +$2.59M 0.02% 583
2022
Q2 		$1.52M Buy
25,681
+1,683
+7% +$100K 0.01% 848
2022
Q1 		$1.43M Sell
23,998
-5,885
-20% -$351K 0.01% 929
2021
Q4 		$1.79M Sell
29,883
-530
-2% -$31.7K 0.01% 840
2021
Q3 		$1.82M Sell
30,413
-1,895
-6% -$114K 0.01% 784
2021
Q2 		$1.94M Sell
32,308
-9,731
-23% -$584K 0.01% 727
2021
Q1 		$2.52M Sell
42,039
-20,609
-33% -$1.24M 0.02% 526
2020
Q4 		$3.76M Sell
62,648
-2,234
-3% -$134K 0.03% 374
2020
Q3 		$3.89M Buy
64,882
+45,735
+239% +$2.75M 0.04% 306
2020
Q2 		$1.15M Sell
19,147
-3,370
-15% -$201K 0.01% 513
2020
Q1 		$1.33M Buy
22,517
+12,516
+125% +$749K 0.02% 415
2019
Q4 		$601K Buy
+10,001
New +$601K 0.01% 543

Other funds holding FTSM

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
CAG
Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Rockefeller Capital Management's FTSM Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Enhanced Short Maturity ETF (FTSM) stake by 31% in Q2 2026, buying an estimated $2.68M and bringing the position to 191,094 shares worth $11.4M. The position accounts for 0.02% of the portfolio, ranked #683.

Rockefeller Capital Management first reported a position in FTSM in Q4 2019 and has held it in 27 quarters since. The position peaked at $12.2M in Q4 2025. 425 funds tracked by Wall St. Rank hold FTSM as of Q2 2026.

  • Rockefeller Capital Management held 191,094 shares of First Trust Enhanced Short Maturity ETF worth $11.4M as of Q2 2026.
  • Rockefeller Capital Management bought 44,829 First Trust Enhanced Short Maturity ETF shares in Q2 2026, an estimated $2.68M.
  • First Trust Enhanced Short Maturity ETF made up 0.02% of Rockefeller Capital Management's portfolio in Q2 2026, its #683 holding.
  • Rockefeller Capital Management first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2019 and has held it in 27 quarters since.
  • Rockefeller Capital Management's First Trust Enhanced Short Maturity ETF position peaked at $12.2M in Q4 2025.
  • 425 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.