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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Copart
CPRT
$27.5B
| $2.35M | 0.01% |
77,078
-3,482
| -4% | -$104K |
|
702
Teradyne
TER
$59.3B
| $2.34M | 0.01% |
26,846
-15,161
| -36% | -$1.3M |
|
703
Bloom Energy
BE
$64.6B
| $2.32M | 0.01% |
121,442
+1,167
| +1% | +$22.9K |
|
704
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $2.32M | 0.01% |
49,353
-25,109
| -34% | -$1.17M |
|
705
Nuveen Municipal Value Fund
NUV
$1.91B
| $2.31M | 0.01% |
268,956
+257,257
| +2,199% | +$2.2M |
|
706
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $2.29M | 0.01% |
27,087
-9,669
| -26% | -$799K |
|
707
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
| $2.29M | 0.01% |
18,564
-1,301
| -7% | -$165K |
|
708
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
| $2.28M | 0.01% |
74,545
+53,521
| +255% | +$1.63M |
|
709
Alcon
ALC
$35B
| $2.27M | 0.01% |
33,216
+6,701
| +25% | +$427K |
|
710
Synopsys
SNPS
$79.7B
| $2.27M | 0.01% |
7,131
-24
| -0.3% | -$7.51K |
|
711
Distillate International Fundamental Stability & Value ETF
DSTX
$67M
| $2.27M | 0.01% |
112,953
-3,539
| -3% | -$69.7K |
|
712
State Street SPDR S&P Bank ETF
KBE
$1.66B
| $2.26M | 0.01% |
50,095
+41,728
| +499% | +$1.96M |
|
713
Capital One
COF
$134B
| $2.24M | 0.01% |
24,105
-5,175
| -18% | -$509K |
|
|
AZEK
714
DELISTED
The AZEK Co
AZEK
| $2.23M | 0.01% |
109,854
+22,497
| +26% | +$416K |
|
715
iShares Silver Trust
SLV
$30.7B
| $2.23M | 0.01% |
101,244
-25,243
| -20% | -$494K |
|
716
iShares Core Universal USD Bond ETF
IUSB
$43.1B
| $2.23M | 0.01% |
49,557
-8,022
| -14% | -$359K |
|
717
FT Vest US Equity Buffer ETF June
FJUN
$1.39B
| $2.22M | 0.01% |
61,590
-5,350
| -8% | -$192K |
|
718
Invesco S&P Global Water Index ETF
CGW
$1.08B
| $2.22M | 0.01% |
47,667
+33,274
| +231% | +$1.53M |
|
|
CIVI
719
DELISTED
Civitas Resources
CIVI
| $2.21M | 0.01% |
38,190
+38,163
| +141,344% | +$2.46M |
|
720
Microchip Technology
MCHP
$46B
| $2.21M | 0.01% |
31,489
-4,421
| -12% | -$305K |
|
721
Unilever
UL
$136B
| $2.21M | 0.01% |
38,950
-26,457
| -40% | -$1.42M |
|
722
Booking.com
BKNG
$161B
| $2.19M | 0.01% |
27,250
-200
| -0.7% | -$15.2K |
|
723
Cedar Fair
FUN
$1.67B
| $2.18M | 0.01% |
52,714
-70,000
| -57% | -$2.81M |
|
|
IBDO
724
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $2.17M | 0.01% |
86,779
-18,360
| -17% | -$458K |
|
725
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
| $2.17M | 0.01% |
+66,467
| New | +$2.19M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.