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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETX
701
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$2.16M 0.01%
92,851
+18,101
+24% +$407K
RFMZ
702
RiverNorth Flexible Municipal Income Fund II
RFMZ
$318M
$2.12M 0.01%
103,926
+101,433
+4,069% +$2.05M
AVLR
703
DELISTED
Avalara, Inc.
AVLR
$2.12M 0.01%
13,093
+10,521
+409% +$1.47M
SIL icon
704
Global X Silver Miners ETF NEW
SIL
$4.5B
$2.12M 0.01%
49,557
+8,441
+21% +$380K
IYJ icon
705
iShares US Industrials ETF
IYJ
$2.04B
$2.1M 0.01%
18,942
+2,080
+12% +$229K
SO icon
706
Southern Company
SO
$107B
$2.1M 0.01%
34,733
+15,916
+85% +$1.02M
PHYS icon
707
Sprott Physical Gold
PHYS
$15.3B
$2.08M 0.01%
148,489
+27,792
+23% +$400K
VNLA icon
708
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$2.08M 0.01%
41,471
+17,781
+75% +$893K
JNK icon
709
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$2.07M 0.01%
18,838
+5,133
+37% +$560K
PACW
710
DELISTED
PacWest Bancorp
PACW
$2.07M 0.01%
50,243
+548
+1% +$23.4K
FXO icon
711
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$2.05M 0.01%
46,943
+358
+0.8% +$15.8K
VOT icon
712
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.05M 0.01%
8,658
+733
+9% +$164K
FXR icon
713
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$2.04M 0.01%
34,623
+4,160
+14% +$246K
ZBH icon
714
Zimmer Biomet
ZBH
$19B
$2.03M 0.01%
12,987
+2,473
+24% +$401K
EEMV icon
715
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.53B
$2.02M 0.01%
31,566
+20,069
+175% +$1.28M
GHY
716
PGIM Global High Yield Fund
GHY
$482M
$2.02M 0.01%
126,550
-454
-0.4% -$6.97K
QTEC icon
717
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.81B
$2.01M 0.01%
12,652
-1,589
-11% -$236K
HTGC icon
718
Hercules Capital
HTGC
$3.12B
$1.99M 0.01%
116,371
-5,927
-5% -$101K
PAA icon
719
Plains All American Pipeline
PAA
$16.3B
$1.98M 0.01%
174,019
+122,261
+236% +$1.26M
MJ icon
720
Amplify Alternative Harvest ETF
MJ
$99.4M
$1.98M 0.01%
8,000
+1,299
+19% +$327K
MUA icon
721
BlackRock MuniAssets Fund
MUA
$516M
$1.96M 0.01%
116,347
-10,357
-8% -$164K
FMC icon
722
FMC
FMC
$1.35B
$1.96M 0.01%
18,117
+3,337
+23% +$386K
CDC icon
723
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$1.95M 0.01%
30,214
-441
-1% -$28.7K
PEG icon
724
Public Service Enterprise Group
PEG
$37.6B
$1.95M 0.01%
32,614
+1,710
+6% +$106K
TV icon
725
Televisa
TV
$1.44B
$1.94M 0.01%
135,800
-17,000
-11% -$218K
27 28
29
30 31

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.