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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
676
DELISTED
SVB Financial Group
SIVB
$541K 0.01%
2,511
+170
+7% +$32.7K
GPC icon
677
Genuine Parts
GPC
$18.3B
$540K 0.01%
6,214
+1,790
+40% +$141K
VXF icon
678
Vanguard Extended Market ETF
VXF
$31.2B
$540K 0.01%
4,567
+4,308
+1,663% +$462K
NET icon
679
Cloudflare
NET
$101B
$534K 0.01%
+14,845
New +$415K
WPX
680
DELISTED
WPX Energy, Inc.
WPX
$534K 0.01%
83,666
+20,350
+32% +$115K
WORK
681
DELISTED
Slack Technologies, Inc.
WORK
$533K 0.01%
17,150
-29,096
-63% -$875K
FTC icon
682
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$532K 0.01%
6,948
+4,482
+182% +$314K
ETRN
683
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$531K 0.01%
63,912
+23,912
+60% +$188K
LBTYK icon
684
Liberty Global Class C
LBTYK
$3.58B
$530K 0.01%
24,646
+15,870
+181% +$317K
FAST icon
685
Fastenal
FAST
$58.3B
$528K 0.01%
24,656
+3,372
+16% +$64.5K
NMZ icon
686
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$528K 0.01%
40,000
-252,246
-86% -$3.17M
MGV icon
687
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.4B
$524K 0.01%
7,156
+28
+0.4% +$2.03K
IDA icon
688
Idacorp
IDA
$8.15B
$521K 0.01%
5,958
-14
-0.2% -$1.26K
YEXT icon
689
Yext
YEXT
$558M
$520K 0.01%
31,294
+3,628
+13% +$50.9K
CRWD icon
690
CrowdStrike
CRWD
$211B
$519K 0.01%
20,716
+7,852
+61% +$157K
FXU icon
691
First Trust Utilities AlphaDEX Fund
FXU
$821M
$518K 0.01%
20,077
+17,938
+839% +$471K
YUM icon
692
Yum! Brands
YUM
$41.6B
$517K 0.01%
5,948
-1,823
-23% -$156K
IUSV icon
693
iShares Core S&P US Value ETF
IUSV
$27.5B
$515K 0.01%
9,855
+1,085
+12% +$55.4K
GH icon
694
Guardant Health
GH
$21.1B
$514K 0.01%
6,336
+1,035
+20% +$83.4K
MGM icon
695
MGM Resorts International
MGM
$11.2B
$510K 0.01%
30,334
+3,714
+14% +$60K
PCY icon
696
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$505K 0.01%
18,867
+624
+3% +$15.8K
PWZ icon
697
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$504K 0.01%
18,461
– –
PCI
698
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$504K 0.01%
27,366
-2,238
-8% -$40K
PAA icon
699
Plains All American Pipeline
PAA
$16.6B
$502K 0.01%
56,729
+5,291
+10% +$45K
DON icon
700
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$501K 0.01%
17,682
+2,292
+15% +$61.9K
26 27
28
29 30

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.