We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
651
Align Technology
ALGN
$12.4B
$331K ﹤0.01%
1,185
+210
+22% +$52.4K
IHIT
652
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$331K ﹤0.01%
+31,328
New +$330K
CMI icon
653
Cummins
CMI
$87.8B
$330K ﹤0.01%
1,845
+44
+2% +$7.74K
CEY
654
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$330K ﹤0.01%
13,625
+186
+1% +$4.32K
BALL icon
655
Ball Corp
BALL
$17B
$327K ﹤0.01%
5,058
+764
+18% +$51.8K
FAB icon
656
First Trust Multi Cap Value AlphaDEX Fund
FAB
$171M
$327K ﹤0.01%
+5,626
New +$311K
HP icon
657
Helmerich & Payne
HP
$3.45B
$327K ﹤0.01%
7,200
– –
GSLC icon
658
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$325K ﹤0.01%
5,031
+4,951
+6,189% +$307K
ZEAL
659
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
$324K ﹤0.01%
+9,748
New +$291K
FTDS icon
660
First Trust Dividend Strength ETF
FTDS
$39.4M
$323K ﹤0.01%
+8,954
New +$310K
FNX icon
661
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$322K ﹤0.01%
+4,448
New +$311K
BIDU icon
662
Baidu
BIDU
$38.2B
$321K ﹤0.01%
2,538
-4,614
-65% -$525K
AMD icon
663
Advanced Micro Devices
AMD
$846B
$320K ﹤0.01%
6,970
+377
+6% +$13.9K
AMX icon
664
America Movil
AMX
$74.7B
$320K ﹤0.01%
+20,000
New +$313K
EWS icon
665
iShares MSCI Singapore ETF
EWS
$1.06B
$320K ﹤0.01%
13,241
– –
XEC
666
DELISTED
CIMAREX ENERGY CO
XEC
$320K ﹤0.01%
6,091
-12
-0.2% -$558
DG icon
667
Dollar General
DG
$28.1B
$319K ﹤0.01%
2,046
+211
+11% +$33.5K
EFZ icon
668
ProShares Trust Short MSCI EAFE
EFZ
$10.1M
$315K ﹤0.01%
6,496
– –
PHO icon
669
Invesco Water Resources ETF
PHO
$2.08B
$315K ﹤0.01%
8,150
+2,000
+33% +$74.2K
FSLR icon
670
First Solar
FSLR
$26.2B
$314K ﹤0.01%
5,620
+5,400
+2,455% +$297K
EA icon
671
Electronic Arts
EA
$52.9B
$310K ﹤0.01%
2,887
+142
+5% +$14.1K
NFO
672
DELISTED
Invesco Insider Sentiment ETF
NFO
$309K ﹤0.01%
+4,280
New +$303K
KNX icon
673
Knight Transportation
KNX
$11.7B
$306K ﹤0.01%
8,528
+1,728
+25% +$63.5K
ADI icon
674
Analog Devices
ADI
$185B
$303K ﹤0.01%
2,549
+356
+16% +$40.1K
SMDV icon
675
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$303K ﹤0.01%
+4,908
New +$297K
25 26
27
28 29

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.