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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RL icon
626
Ralph Lauren
RL
$23.6B
$6.39M 0.02%
34,057
-13,523
-28% -$2.24M
SDVY icon
627
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$6.37M 0.02%
183,054
+95,742
+110% +$3.13M
ITOT icon
628
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$6.36M 0.02%
55,120
+522
+1% +$57.2K
PGX icon
629
Invesco Preferred ETF
PGX
$3.79B
$6.35M 0.02%
534,189
+85,596
+19% +$1.01M
IEUR icon
630
iShares Core MSCI Europe ETF
IEUR
$9.16B
$6.34M 0.02%
109,581
+49,560
+83% +$2.75M
GBIL icon
631
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$6.33M 0.02%
62,739
+32,736
+109% +$3.27M
GSBD icon
632
Goldman Sachs BDC
GSBD
$1.1B
$6.33M 0.02%
422,497
+47,737
+13% +$722K
AES icon
633
AES
AES
$10.5B
$6.33M 0.02%
352,979
+19,409
+6% +$324K
DSMC icon
634
Distillate Small/Mid Cash Flow ETF
DSMC
$141M
$6.25M 0.02%
169,138
+24,333
+17% +$842K
CRDT icon
635
Simplify Opportunistic Income ETF
CRDT
$36.7M
$6.16M 0.02%
+245,186
New +$6.26M
FERG icon
636
Ferguson
FERG
$49.8B
$6.15M 0.02%
+28,150
New +$5.61M
VGK icon
637
Vanguard FTSE Europe ETF
VGK
$31.4B
$6.14M 0.02%
91,173
-8,686
-9% -$563K
DPZ icon
638
Domino's
DPZ
$11.6B
$6.11M 0.02%
+12,291
New +$5.33M
COPX icon
639
Global X Copper Miners ETF NEW
COPX
$8.16B
$6.1M 0.02%
143,860
+16,698
+13% +$620K
JFR icon
640
Nuveen Floating Rate Income Fund
JFR
$1.25B
$6.08M 0.02%
696,528
+94,879
+16% +$807K
NAC icon
641
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$5.99M 0.02%
543,146
+16,307
+3% +$179K
MGM icon
642
MGM Resorts International
MGM
$11.2B
$5.88M 0.02%
124,533
+1,189
+1% +$52K
LMBS icon
643
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$5.88M 0.02%
121,803
-19,374
-14% -$934K
SCHG icon
644
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$5.86M 0.02%
252,932
-14,748
-6% -$326K
SPYG icon
645
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$5.86M 0.02%
80,141
+19,934
+33% +$1.39M
WSO icon
646
Watsco Inc
WSO
$13.6B
$5.81M 0.02%
+13,459
New +$5.41M
HDB icon
647
HDFC Bank
HDB
$121B
$5.81M 0.02%
207,680
+76,326
+58% +$2.16M
BWIN
648
Baldwin Insurance Group
BWIN
$2.86B
$5.77M 0.02%
199,496
-526,727
-73% -$13.8M
SQM icon
649
Sociedad Química y Minera de Chile
SQM
$20.6B
$5.76M 0.02%
117,165
+27,855
+31% +$1.31M
COLB icon
650
Columbia Banking Systems
COLB
$8.84B
$5.73M 0.02%
296,198
+132,752
+81% +$2.73M
24 25
26
27 28

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.