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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
Cap. Flow
+$650M
Cap. Flow %
9.26%
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$135M
2
TEL icon
TE Connectivity
TEL
+$68.3M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$48.5M
4
CX icon
Cemex
CX
+$22M
5
CMCSA icon
Comcast
CMCSA
+$18.9M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$53.1M
2
TTE icon
TotalEnergies
TTE
+$51.9M
3
VYX icon
NCR Voyix
VYX
+$42M
4
BP icon
BP
BP
+$31.3M
5
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$27.4M

Sector Composition

Rank Sector Weight
1 Healthcare 18.75%
2 Financials 15.82%
3 Technology 12.61%
4 Communication Services 11.92%
5 Consumer Discretionary 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
626
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$186K ﹤0.01%
+7,930
New +$182K
VAR
627
DELISTED
Varian Medical Systems, Inc.
VAR
$185K ﹤0.01%
1,305
+245
+23% +$32.2K
EBAY icon
628
eBay
EBAY
$47.9B
$184K ﹤0.01%
4,948
+4,027
+437% +$140K
EIX icon
629
Edison International
EIX
$26.3B
$184K ﹤0.01%
2,972
+2,737
+1,165% +$163K
MXIM
630
DELISTED
Maxim Integrated Products
MXIM
$183K ﹤0.01%
+3,443
New +$185K
SO icon
631
Southern Company
SO
$107B
$182K ﹤0.01%
+3,526
New +$173K
ANSS
632
DELISTED
Ansys
ANSS
$181K ﹤0.01%
992
+730
+279% +$123K
FDX icon
633
FedEx
FDX
$73.6B
$180K ﹤0.01%
991
+537
+118% +$94.9K
HSBC.PRA
634
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$180K ﹤0.01%
7,000
– –
EMCG
635
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$178K ﹤0.01%
+8,003
New +$172K
KKR icon
636
KKR & Co
KKR
$94.5B
$176K ﹤0.01%
+7,505
New +$171K
KLAC icon
637
KLA
KLAC
$253B
$176K ﹤0.01%
+14,770
New +$159K
HEDJ icon
638
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
$175K ﹤0.01%
+5,474
New +$168K
AVNS
639
DELISTED
Avanos Medical
AVNS
$173K ﹤0.01%
4,056
+127
+3% +$5.69K
LYB icon
640
LyondellBasell Industries
LYB
$19.3B
$170K ﹤0.01%
2,014
+1,012
+101% +$87.5K
FR icon
641
First Industrial Realty Trust
FR
$8.5B
$169K ﹤0.01%
+4,773
New +$157K
MTUM icon
642
iShares MSCI USA Momentum Factor ETF
MTUM
$26.5B
$168K ﹤0.01%
+1,496
New +$161K
AWI icon
643
Armstrong World Industries
AWI
$7.8B
$167K ﹤0.01%
+2,106
New +$147K
GTX icon
644
Garrett Motion
GTX
$5.88B
$167K ﹤0.01%
11,357
+36
+0.3% +$543
USG
645
DELISTED
Usg
USG
$167K ﹤0.01%
+3,850
New +$166K
GM icon
646
General Motors
GM
$78.2B
$165K ﹤0.01%
4,436
-1,870
-30% -$71K
SMFG icon
647
Sumitomo Mitsui Financial
SMFG
$162B
$165K ﹤0.01%
23,440
+19,754
+536% +$141K
STEW
648
SRH Total Return Fund
STEW
$1.81B
$165K ﹤0.01%
+15,338
New +$163K
QVCGA
649
DELISTED
QVC Group Inc Series A
QVCGA
$165K ﹤0.01%
213
-10
-4% -$9.64K
APU
650
DELISTED
AmeriGas Partners, L.P.
APU
$165K ﹤0.01%
5,354
– –
24 25
26
27 28

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Rockefeller Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.

  • Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
  • Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
  • Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
  • Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
  • Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
  • Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.

Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.