Rockefeller Capital Management’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Rockefeller Capital Management’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-57,550	Closed	-$1.44M	–	2746
2020 Q1	$1.44M	Buy	57,550 +46,550	+423%	+$1.21M	0.02%	403
2019 Q4	$294K	Buy	11,000 +4,000	+57%	+$106K	﹤0.01%	685
2019 Q3	$184K	Hold	7,000	–	–	﹤0.01%	649
2019 Q2	$183K	Hold	7,000	–	–	﹤0.01%	590
2019 Q1	$180K	Hold	7,000	–	–	﹤0.01%	634
2018 Q4	$180K	Hold	7,000	–	–	﹤0.01%	410
2018 Q3	$180K	Hold	7,000	–	–	﹤0.01%	356
2018 Q2	$186K	Hold	7,000	–	–	﹤0.01%	339
2018 Q1	$180K	Buy	+7,000	New	+$181K	﹤0.01%	335

Other funds holding HSBC.PRA

DDPIC

Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.4B AUM 57.66% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $832M AUM 49.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

HKIM

Hayek Kallen Investment Management Fairhope, Alabama $330M AUM 20.05% 1-Year Est. Return

RMC

Resources Management Corp West Hartford, Connecticut $794M AUM 25.46% 1-Year Est. Return

JGIA

Jackson Grant Investment Advisers Stamford, Connecticut $322M AUM 20.03% 1-Year Est. Return

EFSCE

Enterprise Financial Services Corp (EFSC) Clayton, Missouri $245M AUM 38.44% 1-Year Est. Return

ECM

Estabrook Capital Management New York $739M AUM 31.19% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

Rockefeller Capital Management's HSBC.PRA Position: Q2 2020 in Review

Rockefeller Capital Management sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q2 2020, closing a stake of 57,550 shares — an estimated $1.44M sold.

Rockefeller Capital Management first reported a position in HSBC.PRA in Q1 2018 and held it in 9 quarters. The position peaked at $1.44M in Q1 2020. 10 funds tracked by Wall St. Rank hold HSBC.PRA as of Q2 2020.

Rockefeller Capital Management reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q2 2020 after selling out during the quarter.
Rockefeller Capital Management sold 57,550 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q2 2020, an estimated $1.44M.
Rockefeller Capital Management first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q1 2018 and held it in 9 quarters.
Rockefeller Capital Management's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $1.44M in Q1 2020.
10 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q2 2020.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.