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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
(+15%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
3.19%
Top 10 Holdings %
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$74.4M |
| 2 |
Oracle
ORCL
|
+$57.4M |
| 3 |
AutoZone
AZO
|
+$40.8M |
| 4 |
Apple
AAPL
|
+$40.4M |
| 5 |
TransUnion
TRU
|
+$37.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$66M |
| 2 |
Meta Platforms (Facebook)
META
|
+$52.5M |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$47.8M |
| 4 |
TotalEnergies
TTE
|
+$37.7M |
| 5 |
S&P Global
SPGI
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20% |
| 2 | Financials | 11.4% |
| 3 | Healthcare | 9.14% |
| 4 | Consumer Discretionary | 6.39% |
| 5 | Industrials | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
AES
AES
$10.5B
| $6.42M | 0.02% |
333,570
+31,972
| +11% | +$520K |
|
577
A.O. Smith
AOS
$8.7B
| $6.41M | 0.02% |
77,707
+837
| +1% | +$61.7K |
|
578
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $6.38M | 0.02% |
127,881
+581
| +0.5% | +$27.2K |
|
579
Simon Property Group
SPG
$72.3B
| $6.37M | 0.02% |
44,688
+306
| +0.7% | +$37K |
|
580
Archer Daniels Midland
ADM
$36.9B
| $6.3M | 0.02% |
87,256
-27,865
| -24% | -$2.04M |
|
581
Burlington
BURL
$23.2B
| $6.27M | 0.02% |
32,245
+106
| +0.3% | +$15.8K |
|
|
CMA
582
DELISTED
Comerica
CMA
| $6.26M | 0.02% |
112,169
+6,386
| +6% | +$289K |
|
|
STKL
583
DELISTED
SunOpta
STKL
| $6.23M | 0.02% |
1,139,683
+787,556
| +224% | +$3.45M |
|
584
iShares S&P 100 ETF
OEF
$20.6B
| $6.23M | 0.02% |
27,893
+9,156
| +49% | +$1.93M |
|
585
Vodafone
VOD
$37.4B
| $6.23M | 0.02% |
715,774
-598,525
| -46% | -$5.47M |
|
586
American International
AIG
$41.3B
| $6.22M | 0.02% |
91,805
-10,586
| -10% | -$675K |
|
587
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $6.15M | 0.02% |
254,257
+82,813
| +48% | +$1.89M |
|
588
International Money Express
IMXI
$367M
| $6.14M | 0.02% |
277,979
+200,140
| +257% | +$3.84M |
|
589
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
| $6.14M | 0.02% |
133,642
+99,923
| +296% | +$4.38M |
|
590
Global X US Preferred ETF
PFFD
$2.17B
| $6.13M | 0.02% |
316,095
+289,835
| +1,104% | +$5.39M |
|
591
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $6.13M | 0.02% |
79,583
-10,892
| -12% | -$824K |
|
592
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $6.12M | 0.02% |
52,235
-5,972
| -10% | -$682K |
|
593
Vanguard Communication Services ETF
VOX
$5.76B
| $5.97M | 0.02% |
50,669
+1,849
| +4% | +$204K |
|
594
Vanguard Materials ETF
VAW
$3.13B
| $5.91M | 0.02% |
31,092
-191
| -0.6% | -$33.5K |
|
595
Janus Henderson AAA CLO ETF
JAAA
$29.2B
| $5.89M | 0.02% |
+117,159
| New | +$5.88M |
|
596
Public Storage
PSA
$61.3B
| $5.89M | 0.02% |
19,302
+942
| +5% | +$250K |
|
597
Nu Holdings
NU
$66.9B
| $5.85M | 0.02% |
702,745
+5,423
| +0.8% | +$43.8K |
|
598
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $5.84M | 0.02% |
526,839
+23,750
| +5% | +$242K |
|
599
Exelon
EXC
$47B
| $5.77M | 0.02% |
160,718
-27,666
| -15% | -$1.07M |
|
600
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $5.75M | 0.02% |
54,598
+13,209
| +32% | +$1.29M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
- Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
- Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
- Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
- Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.