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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $2.01M | 0.01% |
137,003
+9,500
| +7% | +$140K |
|
577
VanEck Biotech ETF
BBH
$422M
| $2M | 0.01% |
11,392
| – | – |
|
578
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $2M | 0.01% |
61,031
-312
| -0.5% | -$9.68K |
|
579
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $1.99M | 0.01% |
26,125
+1,664
| +7% | +$146K |
|
580
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
| $1.98M | 0.01% |
35,127
+10,777
| +44% | +$604K |
|
581
Vanguard Russell 2000 ETF
VTWO
$17.9B
| $1.97M | 0.01% |
22,140
+6,404
| +41% | +$564K |
|
582
Hercules Capital
HTGC
$3.23B
| $1.96M | 0.01% |
122,298
-57,530
| -32% | -$892K |
|
583
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
| $1.95M | 0.01% |
85,670
-1,172
| -1% | -$25.9K |
|
584
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
| $1.95M | 0.01% |
209,554
+3,452
| +2% | +$31K |
|
585
ADC Therapeutics
ADCT
$144M
| $1.94M | 0.01% |
79,397
| – | – |
|
586
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $1.94M | 0.01% |
46,585
-8,981
| -16% | -$349K |
|
587
BlackRock MuniAssets Fund
MUA
$522M
| $1.93M | 0.01% |
126,704
+10,155
| +9% | +$152K |
|
588
iShares MSCI Switzerland ETF
EWL
$2.23B
| $1.92M | 0.01% |
43,319
+1,700
| +4% | +$75.9K |
|
|
FISV
589
Fiserv Inc
FISV
$27.9B
| $1.92M | 0.01% |
16,093
+4,623
| +40% | +$531K |
|
590
Marriott International
MAR
$92.3B
| $1.91M | 0.01% |
12,923
+3,054
| +31% | +$417K |
|
591
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
| $1.91M | 0.01% |
30,655
-2,107
| -6% | -$122K |
|
592
Chewy
CHWY
$9.63B
| $1.91M | 0.01% |
22,525
+5,105
| +29% | +$497K |
|
593
Zebra Technologies
ZBRA
$17.8B
| $1.91M | 0.01% |
3,934
+3,265
| +488% | +$1.46M |
|
594
Cognex
CGNX
$11.3B
| $1.9M | 0.01% |
22,897
-1,226
| -5% | -$102K |
|
|
PACW
595
DELISTED
PacWest Bancorp
PACW
| $1.9M | 0.01% |
49,695
-20,892
| -30% | -$733K |
|
|
GHY
596
PGIM Global High Yield Fund
GHY
$483M
| $1.89M | 0.01% |
127,004
-15,559
| -11% | -$229K |
|
597
Quest Diagnostics
DGX
$26.3B
| $1.89M | 0.01% |
14,707
+4,316
| +42% | +$532K |
|
598
Sempra
SRE
$54.8B
| $1.88M | 0.01% |
28,364
+14,630
| +107% | +$910K |
|
599
Duke Energy
DUK
$97.3B
| $1.87M | 0.01% |
19,409
-449
| -2% | -$41K |
|
600
NIO
NIO
$11.9B
| $1.87M | 0.01% |
48,014
+11,004
| +30% | +$561K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.