We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
(+8.8%)
Cap. Flow
+$77.3M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Aflac
AFL
|
+$91M |
| 2 |
Allstate
ALL
|
+$38.3M |
| 3 |
WBA
Walgreens Boots Alliance
WBA
|
+$34M |
| 4 |
CHL
China Mobile Limited
CHL
|
+$31M |
| 5 |
Ionis Pharmaceuticals
IONS
|
+$29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
United Airlines
UAL
|
+$72.5M |
| 2 |
Reinsurance Group of America
RGA
|
+$50.4M |
| 3 |
Progressive
PGR
|
+$45M |
| 4 |
Plains GP Holdings
PAGP
|
+$43.7M |
| 5 |
EOG Resources
EOG
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 17.53% |
| 2 | Financials | 15.11% |
| 3 | Technology | 12.37% |
| 4 | Communication Services | 11.95% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $575K | 0.01% |
5,710
| – | – |
|
|
DSL
552
DoubleLine Income Solutions Fund
DSL
$1.23B
| $574K | 0.01% |
+29,063
| New | +$577K |
|
|
PFPT
553
DELISTED
Proofpoint, Inc.
PFPT
| $574K | 0.01% |
+5,000
| New | +$596K |
|
554
Carlyle Group
CG
$18B
| $572K | 0.01% |
17,842
-16,607
| -48% | -$469K |
|
555
Vale
VALE
$63.3B
| $571K | 0.01% |
43,233
+12,361
| +40% | +$149K |
|
556
Lam Research
LRCX
$393B
| $562K | 0.01% |
19,200
-1,680
| -8% | -$44.6K |
|
557
IQVIA
IQV
$37.5B
| $559K | 0.01% |
3,618
-63
| -2% | -$9.2K |
|
|
HDS
558
DELISTED
HD Supply Holdings, Inc.
HDS
| $559K | 0.01% |
13,899
| – | – |
|
559
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
| $554K | 0.01% |
11,895
-1,163
| -9% | -$53.6K |
|
|
BBBY
560
DELISTED
Bed Bath & Beyond Inc
BBBY
| $553K | 0.01% |
31,980
+31,465
| +6,110% | +$441K |
|
561
Fastenal
FAST
$56B
| $552K | 0.01% |
29,868
+11,428
| +62% | +$204K |
|
|
DMO
562
Western Asset Mortgage Opportunity Fund
DMO
$119M
| $551K | 0.01% |
27,152
+25,102
| +1,224% | +$534K |
|
563
John Wiley & Sons Class A
WLY
$2.72B
| $546K | 0.01% |
11,242
+8,057
| +253% | +$375K |
|
564
First American
FAF
$7.71B
| $545K | 0.01% |
9,349
-72
| -0.8% | -$4.4K |
|
565
A.O. Smith
AOS
$8.45B
| $539K | 0.01% |
11,318
-950
| -8% | -$46.1K |
|
566
Polaris
PII
$4.16B
| $537K | 0.01% |
5,283
-2,055
| -28% | -$199K |
|
|
ETRN
567
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $534K | 0.01% |
40,000
+39,194
| +4,863% | +$486K |
|
568
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
| $530K | 0.01% |
+10,598
| New | +$512K |
|
569
Dominion Energy
D
$60.4B
| $529K | 0.01% |
6,395
+2,612
| +69% | +$213K |
|
570
Darden Restaurants
DRI
$23.4B
| $526K | 0.01% |
4,828
+2,689
| +126% | +$305K |
|
571
Suncor Energy
SU
$76B
| $525K | 0.01% |
15,991
+1,917
| +14% | +$59.8K |
|
572
Exelon
EXC
$46.9B
| $519K | 0.01% |
15,973
+5,971
| +60% | +$193K |
|
573
VanEck High Yield Muni ETF
HYD
$4.44B
| $518K | 0.01% |
8,094
-1,904
| -19% | -$122K |
|
574
Allegion
ALLE
$14B
| $517K | 0.01% |
4,149
-856
| -17% | -$98.8K |
|
575
Bath & Body Works
BBWI
$4.22B
| $516K | 0.01% |
35,232
+34,487
| +4,629% | +$498K |
|
Similar funds
Rockefeller Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.
By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.
- Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
- Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
- Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
- Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
- Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
- Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
- Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.
Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.