Rockefeller Capital Management’s Proofpoint, Inc. PFPT Stock Holding History

Rockefeller Capital Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-2,804	Closed	-$487K	–	3947
2021 Q2	$487K	Sell	2,804 -16,594	-86%	-$2.69M	﹤0.01%	1204
2021 Q1	$2.44M	Buy	19,398 +1,500	+8%	+$195K	0.02%	537
2020 Q4	$2.44M	Buy	17,898 +6,521	+57%	+$715K	0.02%	474
2020 Q3	$1.2M	Buy	11,377 +2,377	+26%	+$265K	0.01%	553
2020 Q2	$1M	Buy	9,000 +800	+10%	+$91.4K	0.01%	548
2020 Q1	$841K	Buy	8,200 +3,200	+64%	+$373K	0.01%	509
2019 Q4	$574K	Buy	+5,000	New	+$596K	0.01%	553
2019 Q2	–	Sell	-34	Closed	-$4K	–	2075
2019 Q1	$4K	Buy	+34	New	+$3.73K	﹤0.01%	1693

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

Rockefeller Capital Management's PFPT Position: Q3 2021 in Review

Rockefeller Capital Management sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 2,804 shares — an estimated $487K sold.

Rockefeller Capital Management first reported a position in PFPT in Q1 2019 and held it in 8 quarters. The position peaked at $2.44M in Q4 2020. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

Rockefeller Capital Management reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
Rockefeller Capital Management sold 2,804 Proofpoint, Inc. shares in Q3 2021, an estimated $487K.
Rockefeller Capital Management first reported a position in Proofpoint, Inc. in Q1 2019 and held it in 8 quarters.
Rockefeller Capital Management's Proofpoint, Inc. position peaked at $2.44M in Q4 2020.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.