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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $2.52M | 0.02% |
42,039
-20,609
| -33% | -$1.24M |
|
527
Aon
AON
$76B
| $2.52M | 0.02% |
10,950
+5,334
| +95% | +$1.17M |
|
528
Capital One
COF
$134B
| $2.51M | 0.02% |
19,770
+1,110
| +6% | +$131K |
|
529
TripAdvisor
TRIP
$1.26B
| $2.5M | 0.02% |
46,447
+43,624
| +1,545% | +$1.87M |
|
530
Phillips 66
PSX
$81.4B
| $2.5M | 0.02% |
30,629
-4,776
| -13% | -$375K |
|
531
CRH
CRH
$66.8B
| $2.49M | 0.02% |
53,097
+4,226
| +9% | +$190K |
|
532
Teleflex
TFX
$5.98B
| $2.49M | 0.02% |
5,992
+2,615
| +77% | +$1.05M |
|
533
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
| $2.48M | 0.02% |
32,653
+18,833
| +136% | +$1.42M |
|
534
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
| $2.48M | 0.02% |
62,067
+16,860
| +37% | +$621K |
|
535
KeyCorp
KEY
$24.4B
| $2.48M | 0.02% |
123,951
+11,826
| +11% | +$228K |
|
536
Sunrun
RUN
$2.46B
| $2.44M | 0.02% |
40,433
+4,255
| +12% | +$296K |
|
|
PFPT
537
DELISTED
Proofpoint, Inc.
PFPT
| $2.44M | 0.02% |
19,398
+1,500
| +8% | +$195K |
|
538
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $2.42M | 0.02% |
50,116
+3,994
| +9% | +$185K |
|
539
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
| $2.41M | 0.02% |
11,011
+10,741
| +3,978% | +$2.43M |
|
540
Tyson Foods
TSN
$20.4B
| $2.39M | 0.02% |
32,167
+8,519
| +36% | +$588K |
|
541
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $2.38M | 0.02% |
40,965
-7,472
| -15% | -$420K |
|
|
UFOX
542
Defiance Space and Connective Tech ETF
UFOX
$911M
| $2.38M | 0.02% |
67,527
+4,541
| +7% | +$159K |
|
543
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
| $2.36M | 0.02% |
51,877
-6,011
| -10% | -$256K |
|
|
MFL
544
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.34M | 0.02% |
164,092
+16
| +0% | +$228 |
|
545
Labcorp
LH
$25.9B
| $2.34M | 0.02% |
10,677
+147
| +1% | +$29.5K |
|
546
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
| $2.33M | 0.02% |
59,016
+30,029
| +104% | +$1.13M |
|
547
Ross Stores
ROST
$81.9B
| $2.31M | 0.02% |
19,267
+3,720
| +24% | +$441K |
|
548
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $2.3M | 0.02% |
31,132
+553
| +2% | +$40K |
|
549
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
| $2.27M | 0.02% |
95,347
+6,559
| +7% | +$156K |
|
550
Delta Air Lines
DAL
$60.1B
| $2.26M | 0.02% |
46,797
+19,582
| +72% | +$866K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.