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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
501
FirstEnergy
FE
$27.4B
$1.23M 0.01%
31,735
+232
+0.7% +$9.59K
ENB icon
502
Enbridge
ENB
$113B
$1.21M 0.01%
39,861
+6,250
+19% +$192K
IWP icon
503
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.21M 0.01%
15,324
-21,550
-58% -$1.56M
MTUM icon
504
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$1.21M 0.01%
+9,216
New +$1.12M
LUV icon
505
Southwest Airlines
LUV
$23B
$1.2M 0.01%
35,229
-51,412
-59% -$1.63M
LW icon
506
Lamb Weston
LW
$7.16B
$1.2M 0.01%
18,794
-2,367
-11% -$143K
PACW
507
DELISTED
PacWest Bancorp
PACW
$1.2M 0.01%
61,002
-4,482
-7% -$83K
UMPQ
508
DELISTED
Umpqua Holdings Corp
UMPQ
$1.18M 0.01%
111,105
+14,944
+16% +$167K
XLB icon
509
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$1.18M 0.01%
41,880
+22,328
+114% +$588K
AMLP icon
510
Alerian MLP ETF
AMLP
$12.9B
$1.18M 0.01%
47,749
-30,318
-39% -$743K
HDB icon
511
HDFC Bank
HDB
$122B
$1.16M 0.01%
51,202
+12,780
+33% +$262K
EXG icon
512
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$1.16M 0.01%
157,282
+6,805
+5% +$47.2K
FTSM icon
513
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$1.15M 0.01%
19,147
-3,370
-15% -$201K
KWEB icon
514
KraneShares CSI China Internet ETF
KWEB
$5.62B
$1.15M 0.01%
18,551
-57,293
-76% -$2.99M
UN
515
DELISTED
Unilever NV New York Registry Shares
UN
$1.15M 0.01%
21,571
-4,755
-18% -$242K
NOBL icon
516
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.15M 0.01%
33,988
+8,182
+32% +$263K
FXG icon
517
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.14M 0.01%
24,732
+1,380
+6% +$61.7K
RSG icon
518
Republic Services
RSG
$64.5B
$1.14M 0.01%
13,871
+552
+4% +$44.5K
CHTR icon
519
Charter Communications
CHTR
$18.8B
$1.13M 0.01%
2,221
+931
+72% +$472K
LHX icon
520
L3Harris
LHX
$53.9B
$1.13M 0.01%
6,664
+3,681
+123% +$692K
PMO
521
Franklin Municipal Opportunities Trust
PMO
$282M
$1.13M 0.01%
88,351
+4,000
+5% +$49.2K
PICK icon
522
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.31B
$1.12M 0.01%
45,509
+44,259
+3,541% +$988K
SPLV icon
523
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$1.11M 0.01%
22,440
+123
+0.6% +$6.05K
IWY icon
524
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$1.11M 0.01%
10,439
+9,317
+830% +$913K
IYZ icon
525
iShares US Telecommunications ETF
IYZ
$1.25B
$1.11M 0.01%
40,208
-897
-2% -$24.4K
19 20
21
22 23

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.