Rockefeller Capital Management’s Unilever NV New York Registry Shares UN Stock Holding History

Rockefeller Capital Management’s Portfolio UN Stock Details UN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-27,608	Closed	-$1.67M	–	3114
2020 Q3	$1.67M	Buy	27,608 +6,037	+28%	+$350K	0.02%	479
2020 Q2	$1.15M	Sell	21,571 -4,755	-18%	-$242K	0.01%	515
2020 Q1	$1.28M	Buy	26,326 +8,251	+46%	+$451K	0.02%	426
2019 Q4	$1.04M	Sell	18,075 -1,550	-8%	-$91.5K	0.01%	445
2019 Q3	$1.18M	Buy	19,625 +5,845	+42%	+$351K	0.02%	364
2019 Q2	$836K	Sell	13,780 -29,695	-68%	-$1.78M	0.01%	366
2019 Q1	$2.53M	Buy	43,475 +37,702	+653%	+$2.07M	0.04%	227
2018 Q4	$311K	Hold	5,773	–	–	0.01%	372
2018 Q3	$321K	Buy	5,773 +4,250	+279%	+$241K	﹤0.01%	309
2018 Q2	$85K	Hold	1,523	–	–	﹤0.01%	396
2018 Q1	$86K	Buy	+1,523	New	+$83.7K	﹤0.01%	383

Other funds holding UN

FTB

First Trust Bank Nassau, Bahamas $50.9M AUM 33.51% 1-Year Est. Return

AAM

Auxier Asset Management Aurora, Oregon $696M AUM 18.07% 1-Year Est. Return

CVM

Cheviot Value Management Beverly Hills, California $996M AUM 25.52% 1-Year Est. Return

Birinyi Associates Westport, Connecticut $367M AUM 25.62% 1-Year Est. Return

DHFB

Dixon Hubard Feinour & Brown Roanoke, Virginia $842M AUM 2.74% 1-Year Est. Return

EFSCE

Enterprise Financial Services Corp (EFSC) Clayton, Missouri $197M AUM 19.57% 1-Year Est. Return

HCM

Horrell Capital Management Little Rock, Arkansas $219M AUM 21.7% 1-Year Est. Return

Rockefeller Capital Management's UN Position: Q4 2020 in Review

Rockefeller Capital Management sold out of Unilever NV New York Registry Shares (UN) in Q4 2020, closing a stake of 27,608 shares — an estimated $1.67M sold.

Rockefeller Capital Management first reported a position in UN in Q1 2018 and held it in 11 quarters. The position peaked at $2.53M in Q1 2019. 7 funds tracked by Wall St. Rank hold UN as of Q4 2020.

Rockefeller Capital Management reported no remaining Unilever NV New York Registry Shares position as of Q4 2020 after selling out during the quarter.
Rockefeller Capital Management sold 27,608 Unilever NV New York Registry Shares shares in Q4 2020, an estimated $1.67M.
Rockefeller Capital Management first reported a position in Unilever NV New York Registry Shares in Q1 2018 and held it in 11 quarters.
Rockefeller Capital Management's Unilever NV New York Registry Shares position peaked at $2.53M in Q1 2019.
7 funds tracked by Wall St. Rank held Unilever NV New York Registry Shares as of Q4 2020.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.